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11 May 2012, 6:00 am
“If the cash flow is divided into two, a couple needs to determine if they can they live the life that they live now or if they need to make an adjustment, like selling a home,” says Mark Seruya, executive director at Morgan Stanley Smith Barney. [read post]
7 May 2012, 5:00 am
(Disclosure: my company is on the list.) 1 The Blackstone Group Registered 2 Morgan Stanley Real Estate Investing Registered 3 Goldman Sachs Real Estate Principal Investment Area Registered 4 Tishman Speyer Registered 5 Colony Capital Registered 6 The Carlyle Group Registered 7 Lone Star Funds (Hudson Advisors) Registered 8 Beacon Capital Partners Registered 9 Westbrook Partners Registered 10 LaSalle Investment Management Registered 11 MGPA Registered 12 Starwood… [read post]
14 Sep 2016, 1:05 pm
From June 2009 until October 2014 Cowans was registered with Morgan Stanley. [read post]
6 May 2015, 5:00 am
The Property was developed in 2003 through a collaboration among the Gale Company, State Teachers Retirement System of Ohio and a Morgan Stanley real estate fund. [read post]
28 Nov 2011, 8:44 pm
Moreover, Microsoft has committed to offering low-cost personal computers and Morgan Stanley has pledged to develop a microfinance lending program for community-based financial institutions. [read post]
26 Jun 2017, 6:23 am
Morgan Stanley (2016) Daniel Berman v. [read post]
25 Apr 2012, 7:55 pm
But in fact emerging markets have shadowed each other surprisingly closely in recent years, as Ruchir Sharma of Morgan Stanley points out in his new book, “Breakout Nations”. [read post]
20 Dec 2007, 9:13 pm
Munari's money laundering scheme criminally involved: Wachovia; Citigroup; Merrill Lynch; Morgan Stanley; Lazard and others. [read post]
12 Jul 2014, 1:55 pm
Image courtesy of Flickr by Cathy Stanley-Erickson [read post]
23 Nov 2011, 9:16 pm
Finra Fines Wells Investment Securities For Alleged Misleading Marketing Materials, The Wall Street Journal, November 22, 2011 Public Non-Traded REITs—Perform a Careful Review Before Investing, FINRA More Blog Posts: Chase Investment Services Corporation Ordered by FINRA to Pay Back $1.9M for Unsuitable Sales of Floating-Rate Loan Funds and UITs, Institutional Investor Securities Blog, November 19, 2011 Morgan Stanley Faces $1M FINRA Fine for Excessive Markups and Markdowns on… [read post]
14 Jan 2010, 12:04 pm
The sentence was meted out by US district court judge Stanley Chesler. [read post]
5 Sep 2012, 8:09 am
In effect, the federal government is providing a tax subsidy (or as my tax Professor, the prescient Stanley Surrey called a “tax expenditure”) to the private equity and hedge fund markets. [read post]
14 May 2010, 5:00 am
The panel consisted of SEC legend (and former Enforcement Division director and federal judge) Stanley Sporkin; his son, Thomas Sporkin, who now leads the SEC’s new Office of Market Intelligence (OMI); George Curtis, a former Enforcement deputy director; and John Stark, former chief of the SEC’s Office of Internet Enforcement. [read post]
15 Sep 2015, 6:30 am
Hornyak entered the securities industry in 1998 with Morgan Stanley. [read post]
31 Dec 2007, 9:28 am
Focus on the Behavior, Not the PersonTo avoid re-typing, but not re-peating, myself, I urge each one of us to take a look inside when we talk about bullying behavior, quoting the following comment I first made on Bob Sutton's fine blog below:As the single "confessional" of bad workplace behavior to appear in the Complete Lawyer issue on workplace bullies, I note the following: As the Stanford Prison and Stanley Milgram's… [read post]
10 Jan 2017, 7:56 am
In fact, given the vocal criticism, Canadians could be forgiven for thinking that the CRTC sprung the decision on broadcasters without a proper hearing (it did not as the future of simultaneous substitution was squarely on the record), that it will spell the end of the Canadian broadcasting system (the estimated cost is $18 million in a $16 billion industry), that the ruling bans Canadian commercials (it does not as Bell is free to air its own feed with local commercials), or that dual feeds are… [read post]
14 Aug 2012, 3:36 pm
May Have to Pay Another $15M to Minnesota Nonprofits For Securities Fraud, Institutional Investor Securities Blog, December 24, 2010 Wells Fargo Settles for $148M Municipal Bond Bid-Rigging Charges Against Wachovia Bank, Institutional Investor Securities Blog, December 8, 2011 Morgan Stanley, Citigroup, Wells Fargo, and UBS to Pay $9.1M Over Leveraged and Inverse ETFs, Stockbroker Fraud Blog, May 3, 2012 [read post]
21 Oct 2014, 7:38 am
He increased the credit line twice in early 2004, first to $1.2 million and later to $1.32 million, all after he submitted personal financial statements to the bank falsely stating that he owned millions of dollars of stock in Morgan Stanley and Lehman Brothers. [read post]
6 Jan 2011, 7:55 am
Financial services companies were very active when it came to filing: JP Morgan Chase (JPM) filed 1,604 different things with the SEC last year; Morgan Stanley (MS) filed over 1,100. [read post]
3 Aug 2011, 10:02 am
(Anything by Earle Stanley Gardner (Perry Mason); his stories were part of the reason I became a lawyer. [read post]
