Search for: "MARY WHITE"
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11 Jun 2013, 5:00 am
The SEC’s goal of reform has been in the works for a long time, was championed by former Chair of the SEC, Mary Schapiro, and has been continued by current Chair Mary Jo White. [read post]
10 Jun 2013, 3:49 pm
Second, take a shot at the spendthrift trust by going for the Hail Mary pass. [read post]
10 Jun 2013, 7:27 am
FOR MORE INFORMATION, CONTACT: Mary Jane Wilmoth (202) 342-1902mjw@whistleblowers.org [read post]
6 Jun 2013, 7:10 am
Sources: SEC Proposes Money Market Fund Reforms Opening Statement at the SEC Open Meeting by Chairman Mary Jo White Text of Proposal (.pdf) [read post]
6 Jun 2013, 7:10 am
Sources: SEC Proposes Money Market Fund Reforms Opening Statement at the SEC Open Meeting by Chairman Mary Jo White Text of Proposal (.pdf) [read post]
3 Jun 2013, 7:32 pm
Mary Ann Burton's case sets no legal precedent; she was treated with suspicion and hostility, and the charges were ultimately dismissed by the court. [read post]
30 May 2013, 2:35 pm
So who is Mary Jo White? [read post]
26 May 2013, 6:58 pm
Mary Gray Bird Sanctuary in Indiana. [read post]
26 May 2013, 7:08 am
In a letter to SEC Chair Mary Jo White, Senator Elizabeth Warren (D-MA), a key member of the Senate Banking Committee, asked for an analysis and/or internal research the Commission has done on trade-offs to the public between settling an enforcement action without admission of guilt and going forward with litigation necessary to obtaining such an admission.In an earlier letter to U.S. [read post]
23 May 2013, 1:41 pm
While neither new Chair Mary Jo White (confirmed in April) nor new Director of Corporation Finance Keith Higgins (starts at the SEC in June) was present at the meeting, the Staff provided some important takeaways. [read post]
23 May 2013, 4:00 am
In this matter, Poundmaker had been assisted by the white and Metis men of Battleford: Todd, the telegraph survey crew, Peter Erasmus, Lazare (possibly Richardson’s emissary), and, apparently, Richardson himself. [read post]
22 May 2013, 8:58 am
In a letter to SEC Chair Mary Jo White, Senators John Thune (R-SD) and Pat Toomey (R-PA) urged the SEC to promptly implement Section 201 of the JOBS Act, which ends the ban on general solicitation in private offerings. [read post]
21 May 2013, 12:20 pm
Mary Fan has a review over at Jotwell of Margaret Hu’s new article, Biometric ID Cybersurveillance, 88 Indiana L.J.__ (forthcoming 2013). [read post]
21 May 2013, 8:30 am
Following up on clues earlier this year that the SEC may increase its scrutiny of cybersecurity disclosures, SEC Chairman Mary Jo White has asked the Commission to evaluate current guidance for cybersecurity disclosures and to consider whether more stringent requirements are necessary. [read post]
21 May 2013, 6:28 am
Thus, as an independent agency, the SEC is not clearly required to follow Executive Orders No. 13563 and 13579, but former SEC Chairman Mary Schapiro indicated that the Commission would abide by the Executive Orders and in Senate confirmation hearings testimony SEC Chair–Designate Mary Jo White acknowledged that the SEC should seek to assess the economic impacts of its contemplated rulemaking. [read post]
17 May 2013, 1:45 pm
News Law School Rankings, University of Mary Hardin-Baylor, US News rankings, White House Petition, Wiley Rein LLP, York College of Pennsylvania [read post]
17 May 2013, 5:00 am
“Significant additional coverage is essential if investors are to be appropriately protected,” SEC Chairman Mary Jo White told lawmakers today, pointing out that in fiscal 2012, the agency examined only 8% of registered investment advisers, who now number about 11,000. [read post]
17 May 2013, 5:00 am
“Significant additional coverage is essential if investors are to be appropriately protected,” SEC Chairman Mary Jo White told lawmakers today, pointing out that in fiscal 2012, the agency examined only 8% of registered investment advisers, who now number about 11,000. [read post]
16 May 2013, 2:29 pm
FINRA recently announced that Adrienne Marie Llamas, a former financial advisor with Wells Fargo in Long Beach, California, has been barred from the association with any FINRA member in any capacity. [read post]
16 May 2013, 7:13 am
The Washington Post has a nice short piece summing up some of the current regulatory tensions facing Mary Jo White, who is scheduled to testify before the Financial Services Committee for a second time this morning on the subject of the Commission’s 2014 budget request (the Commission is seeking a 27% budgetary increase for fiscal year 2014, which would be funded entirely out of fees collected by the Commission on securities transactions). [read post]
