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21 Mar 2011, 6:18 am
In addition, the SEC acquired a broader enforcement mandate through the Dodd-Frank Act, and is scheduled to have its budget doubled by 2015. [read post]
21 Mar 2011, 5:14 am
In 2007, Robert A. [read post]
20 Mar 2011, 1:19 pm
Robert Hurt (R-VA), would exempt advisers to private equity funds from SEC registration under the Investment Advisers Act. [read post]
16 Mar 2011, 5:00 am
The draft legislation will be sponsored by Representative Robert Hurt. [read post]
16 Mar 2011, 5:00 am
The draft legislation will be sponsored by Representative Robert Hurt. [read post]
15 Mar 2011, 5:16 pm
Fletcher, Columbia University, School of LawJohn Flood, Law and Sociology, University of WestminsterMichael Forman, University of Washington TacomaBryan Frances, Philosophy, Fordham UniversityKatherine Franke, Columbia Law SchoolNancy Fraser, Philosophy and Politics, New School for Social ResearchEric M. [read post]
15 Mar 2011, 12:39 pm
"The substance of the federal preemption analysis hasn't changed at all," said Robert Cook, a partner at Hudson Cook. [read post]
15 Mar 2011, 12:04 pm
In the press release announcing the complaint against the DHB independent directors, the Director of the Commission’s Division of Enforcement, Robert Khuzami, stated, “We will not second-guess the good-faith efforts of directors. [read post]
14 Mar 2011, 6:30 pm
Robert Hurt (R-VA).Members are concerned with the private equity registration requirement. [read post]
14 Mar 2011, 6:58 am
Over the past decade, due largely to Sarbanes-Oxley and now Dodd-Frank, corporate America has paid an increasing amount of attention to corporate whistleblowers. [read post]
14 Mar 2011, 4:30 am
")Frank Zappa - "Heavenly Bank Account" ("He says the grace while the lawyers chew. [read post]
11 Mar 2011, 5:00 am
SEC `Capacity Gap’ Risks Oversight Lapses as Regulator’s Targets Multiply by Robert Schmidt and Jesse Hamilton in Bloomberg The U.S. [read post]
11 Mar 2011, 5:00 am
SEC `Capacity Gap’ Risks Oversight Lapses as Regulator’s Targets Multiply by Robert Schmidt and Jesse Hamilton in Bloomberg The U.S. [read post]
10 Mar 2011, 4:55 pm
Under Dodd-Frank, the fees must be adjusted to match the appropriation. [read post]
10 Mar 2011, 3:25 pm
Robert Ruyak’s ruminations on his law firm’s fall. [read post]
10 Mar 2011, 1:22 pm
Robert Hurt (R-VA) urged the SEC to provide small banks with an end user exemption. [read post]
8 Mar 2011, 2:45 pm
Ted Frank: What pro-business bias? [read post]
8 Mar 2011, 8:00 am
Robert Novich, a primary care physician ... [read post]
6 Mar 2011, 6:10 pm
” In other words, Angelides is using the retirement savings of California’s public employees to further his own political ends.[4] [1] Robert C. [read post]
4 Mar 2011, 3:20 pm
Dodd-Frank inflicted an advisory say on pay model on US public corporations, whichis bad enough. [read post]
