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24 Jun 2011, 10:41 am by Tomassi Law Associates
Beachcroft has been in expansive mode so far in 2011, announcing a Singapore launch in January and opening its second New Zealand base in Wellington with the hire of a team of insurance lawyers in May. [read post]
18 Jun 2020, 7:41 am by Dan Bressler
” “To meet its legal obligations to prevent money laundering, the SRA said it would expand its AML visits so as to visit all high-risk firms on a three-year rolling basis, along with visiting a sample of lower-risk firms – the SRA will also review the methodology it uses to risk rate firms. [read post]
10 Oct 2016, 9:05 am by John Jascob
According to the MOU, cooperation will be most useful in issues of common regulatory concern, including initial application for registration as SD or MSP, ongoing supervision and oversight of covered firms, and regulatory or supervision actions by the CFTC or FCA that may affect the entity's operation in the jurisdiction of the other authority. [read post]
20 Feb 2008, 3:07 pm
The central figure reported as the mastermind of such investments is Ed May who, along with other individuals and firms, is the subject of several investigations including by the U.S. [read post]
6 Sep 2022, 9:09 am by Jochen Vester (UK)
The requirement for 85% of a firm’s obligors to be based in the UK in order for a firm to qualify for the Simpler-firm regime may lead to existing customers who live abroad being de-banked by their lender, or prospective customers living abroad having fewer lenders from which to secure a mortgage or a loan. [read post]
17 Jul 2024, 6:00 am by beng
For example, firms that have sophisticated patent practices may be well-placed to extend this into Gen AI capabilities because they will likely already have attorneys who are skilled around technology questions and issues. [read post]
13 Jan 2012, 7:14 am
The Cooper Firm, has access to the experts and the resources needed to pursue these types of claims. [read post]
13 Jan 2012, 7:14 am
The Cooper Firm, has access to the experts and the resources needed to pursue these types of claims. [read post]
21 Dec 2012, 8:01 am by Lauri F. Rasnick
The proposed rule is already generating a hearty debate with firms voicing concerns that the process will give brokers more control over compensation negotiations, and brokers concerned that their clients could be unduly influenced based on hearing what compensation they may be receiving. [read post]
14 Feb 2008, 8:08 pm
Seattle-based solo law firm The Christensen Firm claims it’s having trouble with its Web development vendor. [read post]
23 Feb 2012, 8:58 pm by Kevin O'Keefe
I received an advance copy of what may be the most definitive report demonstrating the return law firms are seeing from their investment in blogs and other social media. [read post]
31 Oct 2012, 5:29 pm by Andrew Ogletree
  The downside to this is legal services may become commoditized, which would make them less attractive investments. [read post]
4 Apr 2012, 7:00 am
In March 2012, Riggan Law Firm, LLC, a Missouri overtime law firm, working in connection with Kuhlmann LLC, filed a class action overtime lawsuit against SSM Health Care St. [read post]
17 Dec 2008, 1:50 pm
Otherwise, sniping, second-guessing, politics, and criticism within the firm may undermine a partner's ability to honor the terms of the arrangement with you. [read post]
The podcast also touches on how these changes may be seen as part of the FCA’s wider proposals and recent regulatory programmes – such as the Consumer Duty. [read post]
9 Feb 2021, 5:40 pm by Dan Bressler
“ — “This is a question I ask myself many times each day since being appointed the MLRO for Weightmans in May 2020! [read post]
17 Jan 2018, 12:00 am
  Indeed, we think this is an accident waiting to happen.We offer a free initial consultation to investors who feel they may have been victimized in the financial markets. [read post]
14 Feb 2011, 10:52 am by Guest
Although they are commonplace in publishing, many lawyers may be unfamiliar with the concept of a style manual. [read post]