Search for: "Securities Investor Protection Corporation"
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29 Mar 2016, 7:00 am
It’s essentially like the corporation’s social security number. [read post]
29 Mar 2016, 7:00 am
It’s essentially like the corporation’s social security number. [read post]
3 May 2021, 9:05 pm
It also seeks to promote fair principles of trade, foster cooperation, protect investors and the public interest, and prohibit unfair discrimination. [read post]
25 Aug 2017, 6:04 am
Tygesson, Dorsey & Whitney LLP, on Wednesday, August 23, 2017 Tags: Compensation disclosure, Corporate Social Responsibility, Disclosure, Diversity, Dodd-Frank Act, Environmental disclosure, ESG, Executive Compensation, Human capital, Institutional Investors, Private ordering, Say on pay, Securities regulation, Sustainability, Voluntary Disclosure Delaware Court of Chancery Extends… [read post]
17 Jul 2019, 1:56 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
29 Mar 2019, 6:09 am
Securities and Exchange Commission, on Thursday, March 28, 2019 Tags: Capital allocation, Compensation disclosure, Compensation guidelines, Disclosure, Human capital, Investor protection, Securities regulation, Transparency [read post]
30 Nov 2022, 2:13 pm
”[17] The court disagreed, stating: “The efficient price is not set by an invisible hand that instantly reflects new information in a security’s price, but through the dynamic, high-volume exchange of a security over an appropriate window of time. [read post]
20 Oct 2017, 6:05 am
Guest, Wachtell, Lipton, Rosen & Katz, on Monday, October 16, 2017 Tags: Bank boards, Banks, Boards of Directors, Compliance and disclosure interpretation, Disclosure, Financial institutions, Financial regulation, Mergers & acquisitions, Shareholder value New Special Study of the Securities Markets: Institutional Intermediaries Posted by Allen Ferrell, Harvard Law School, and John Morley, Yale Law School, on Monday, October… [read post]
4 Mar 2022, 6:01 am
Canellos, Milbank LLP, on Wednesday, March 2, 2022 Tags: Cybersecurity, Disclosure, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation Is Economic Nationalism in Corporate Governance Always a Threat? [read post]
26 Feb 2020, 8:24 am
Steel Corporation securities. [read post]
18 Nov 2019, 11:17 am
Silver Law Group represents investors in securities and investment fraud cases, including cases of selling away, churning, and unsuitability. [read post]
17 Jan 2010, 5:29 am
However, the future for these two investor agenda items do not look quite the way many expected at the end of 2008, or for much of 2009. 'Say on Pay' The House of Representatives last week passed H.R. 4173 - The Wall Street Reform and Consumer Protection Act of 2009. [read post]
1 Sep 2017, 8:48 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
6 Mar 2014, 11:11 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
23 Aug 2011, 4:51 am
The Article concludes with a proposal that the courts, the Securities and Exchange Commission, or Congress enact a safe harbor to legalize fraud-inhibiting insider trading and thus enable the insider trading laws to more effectively achieve their purported goal of protecting the securities market and investors. [read post]
8 Feb 2013, 1:31 pm
Lastly, it appears to point to an evolution to the role of the state from the principal source of standards and enforcer of law to a vehicle for the implementation of international standards in which enforcement power is left to global market actors--principally consumers and investors function of the decisions of global actors. [read post]
19 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, August 13, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment advisers, Investor protection, PCAOB, Retail investors, SEC, Securities regulation Should Your Company Go Private? [read post]
19 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, August 13, 2022 Tags: Asset management, Index funds, Institutional Investors, Investment advisers, Investor protection, PCAOB, Retail investors, SEC, Securities regulation Should Your Company Go Private? [read post]
20 May 2012, 7:11 am
We have responsibility for reviewing the disclosures and financial statements of more than 9,100 reporting companies and also oversee approximately 450 transfer agents, 15 national securities exchanges, eight active clearing agencies, and nine nationally recognized statistical rating organizations (NRSROs), as well as the Public Company Accounting Oversight Board (PCAOB), Financial Industry Regulatory Authority (FINRA), Municipal Securities Rulemaking Board (MSRB), and the… [read post]
19 Mar 2020, 2:12 pm
They statements were instead “expressions of general corporate optimism. [read post]
