Search for: "Frank"
Results 2141 - 2160
of 32,101
Sorted by Relevance
|
Sort by Date
11 Sep 2012, 3:04 pm
The say-on-pay provisions were added to Dodd-Frank in 2009 as part of a series of reactions to the alleged abuses of Wall Street that led to the economic crisis of fall 2008. [read post]
6 Jun 2011, 5:57 pm
Kudos to Barney Frank and his colleagues for supporting equality for gays and lesbians. [read post]
5 Aug 2010, 11:36 am
Dodd-Frank’s final language includes strong protections to ensure that the limited exceptions intended to preserve asset management functions do not become backdoor proprietary trading operations. [read post]
18 Aug 2014, 3:22 am
The plaintiff filed an action alleging that the employment actions taken against him violated the Dodd-Frank Act’s anti-retaliation provisions. [read post]
21 Aug 2012, 3:22 pm
The Securities and Exchange Commission has announced its first award under the whistleblower program created by the Dodd Frank Act. [read post]
19 Jul 2009, 3:50 pm
Senate Banking Committee Chairman Chris Dodd and House Financial Services Chairman Barney Frank sent a letter to the heads of the bank regulatory agencies asking them to address whether banks are inflating the value of 2nd mortgages on their balance sheets. [read post]
19 Nov 2009, 6:27 am
RIA's and state regulators are optimistic following a report that Barney Frank, Chair of the House Financial Services Committee, intends to oppose an amendment to legislation that would expand FINRA's regulatory authority to cover certain registered investment advisors, reports Investment News. [read post]
1 Mar 2018, 8:00 am
Supreme Court held that the anti-retaliation provision of the Dodd-Frank Act (DFA) protects only employees who complain to the Securities and Exchange Commission (SEC) and not those who make only internal complaints. [read post]
5 Jan 2012, 6:07 am
” [Melissa Maleske, Inside Counsel, earlier here, here, and here] (& Bainbridge) More: the Dodd-Frank conflict minerals provision and the Democratic Republic of the Congo [Marcia Narine, Conglomerate via Bainbridge] Tags: extraterritoriality, free trade Related posts U.K. online-gambling site settles with Dept. of Justice (2) Trade protectionism, the UPL way (0) The high cost of a feel-good measure (16) Roquefort cheese tariff war (0) Protectionism disguised as… [read post]
24 Oct 2011, 6:53 am
McCarty The SEC recently proposed Rule 127B to implement the prohibition under Section 621 of the Dodd-Frank Act on material conflicts of interest between securitization participants of an ABS and any investor in the ABS. [read post]
1 Jul 2011, 12:47 pm
The SEC has provided additional guidance on which federal securities laws will apply to security-based swaps starting July 16, 2011, which is the effective date of Title VII of the Dodd-Frank Act, which created a new regulatory framework for OTC derivatives. [read post]
8 Nov 2010, 3:37 am
November 5, 2010) (unpublished).* [My view is: if in doubt, give the defendant a Franks hearing. [read post]
18 Apr 2012, 7:50 pm
An amendment adopted during the House Financial Services Committee mark up of the budget reconciliation legislation would repeal provisions in the Dodd-Frank Act creating the Office of Financial Research. [read post]
10 Dec 2011, 11:40 am
FRANK J. [read post]
2 Mar 2011, 9:01 am
A federal district court held that the Dodd-Frank Act ban on pre-dispute arbitration agreements for whistleblower claims under Section 806 of the Sarbanes-Oxley Act applied to alleged misconduct that occurred before enactment of the Wall Street reform legislation. [read post]
25 Feb 2011, 9:29 am
If the Dodd-Frank limits on fees ultimately affects smaller institutions, feared the Senators, consumers may lose access to free checking or other important services that have become common in today’s marketplace. [read post]
31 Dec 2010, 4:07 pm
However, since passage of Dodd-Frank Section 1075, analyst reports for retailers likely to be affected by the provision make no mention of any benefits to consumers. [read post]
23 May 2017, 6:49 am
On January 4, 2014, as Plaintiff Frank Nerenhausen sat on the edge of the coffee table to tie his shoe, the glass top shattered. [read post]
4 Jun 2013, 9:01 pm
On Monday, New Jersey Senator Frank Lautenberg passed away at the age of 89. [read post]
28 Jul 2010, 5:26 pm
The Dodd-Frank Act strengthens its appeal.) ? [read post]
