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24 Apr 2018, 3:00 am by John Jenkins
  Now this Jenner & Block memo says that New York’s Attorney General has launched a fact-finding inquiry into 13 cryptocurrency exchanges. [read post]
4 Sep 2012, 8:31 am by McNabb Associates, P.C.
The New York Times on September 3, 2012 released the following: “By LESLIE WAYNE A law intended to prohibit the payment of bribes to foreign officials by United States businesses has produced more than $3 billion in settlements. [read post]
5 Jun 2023, 9:30 pm by ernst
  This year's was on blue-sky laws, with just a glimpse of New Deal securities regulation and the Hughes Court. [read post]
18 Oct 2011, 10:02 am by McNabb Associates, P.C.
The anti-capitalism protests began in New York, where the newly-formed Occupy Wall Street group caused disruption across the city. [read post]
3 Feb 2009, 1:40 am
" Pfizer climbed 31 cents, or 2.1 percent, to $14.89 in New York Stock Exchange composite trading at 4:15 p.m. [read post]
29 Apr 2024, 9:05 pm by Dan Flynn
 Since 2023, the company has sought dual listings on the San Paulo and New York Stock Exchanges. [read post]
23 Jul 2014, 8:48 am
To that end it considers the quite promising framework, the Human Rights Reporting and Assurance Frameworks Initiative (RAFI) Project, and the recent efforts of the World Federation of Exchanges’ (WFE) new sustainability working group to consider an Investor Listing Standards Proposal. [read post]
14 Mar 2022, 1:59 pm by Kevin LaCroix
Chubb Limited, the parent company of Chubb, is listed on the New York Stock Exchange (NYSE: CB) and is a component of the S&P 500 index. [read post]
9 Jul 2017, 10:04 pm by Barry Barnett
District Judge Jed Rakoff in Manhattan. complaints alleged fraud claims under the Securities Exchange Act of 1934 with respect to purchases of Petrobras American Depository Receipts (equity) on the New York Stock Exchange and several issuances of “notes” (debt) in over-the-counter trades. [read post]
20 Dec 2008, 12:57 am
The deal comes only one day after the New York Stock Exchange threatened to de-list Flagstar because its stock price fellow below $1 for an extended period. [read post]
13 May 2019, 6:51 pm by Kelly Phillips Erb
., speaks during the company’s initial public offering (IPO) on the floor of the New York Stock Exchange (NYSE) on Friday, May 10, 2019. [read post]
22 Feb 2012, 1:03 am by Sam E. Antar
According to an article written in the New York Law Journal written by Guy P. [read post]
21 Mar 2012, 12:21 pm by Steve Bainbridge
Strong editorial opposition to the House version of JOBS has come from the likes ofBloomberg and The New York Times, where editorials predict that the Act will usher in a new era of scams and bilking as regulations for capital-raising in small companies are scaled back; the comparison is often made to the formation of the SEC after the 1929 stock market crash, which was caused, in part, by an under-regulated securities market that accelerated out of… [read post]
12 Mar 2009, 6:27 am
 For example in New York, FDD's must be registered with the New York Attorney General. [read post]
1 Apr 2022, 2:07 pm by Raquel Leslie, Brian Liu
In total, 248 Chinese companies are listed on the NASDAQ, New York Stock Exchange and NYSE American, with a total market capitalization of $2.2 trillion. [read post]
3 Feb 2019, 9:46 am by Staff Attorney
  Since August 2017 Wilson has been associated with National Securities out of the firm’s New York, New York office location. [read post]
25 Jan 2008, 6:10 am
A Chilean smuggler laundered Euros through his own chain of Casas de Cambio, funneling tens of millions of dollars through accounts at Israel Discount Bank of New York; Harris Bank in Chicago; and J.P. [read post]
27 Nov 2008, 6:12 am
Not when the New York Stock Exchange suspends trading of your shares (which peaked at more than $106 last June, and plunged to about 25 cents in electronic trade).And that debt that needed to be trimmed off of the deal to lure Fidelity back to the table? [read post]
2 Jun 2022, 8:11 am by Dan Bressler
” “But the company, which has its headquarters in New York, says it does not see its recent work in Russia as posing a conflict with its consulting for the Pentagon and other federal agencies. [read post]