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Now, according to Studley, Inc., the average is down to 225 square feet.Partner Compensation. [read post]
27 Nov 2012, 3:10 pm by Cynthia Marcotte Stamer
  Solutions Law Press, Inc. will host a one-hour, online HIPAA Update Workshop on the Guidance and other recent regulatory and enforcement developments under HIPAA for covered entities and their business associates on Wednesday, December 12 beginning at Noon Central Time. [read post]
20 Nov 2012, 12:54 pm by Cynthia Marcotte Stamer
Stamer is recognized, internationally, nationally and locally for her more than 24 years of work, advocacy, education and publications on cutting edge health and managed care, employee benefit, human resources and related workforce, insurance and financial services, and health care matters. [read post]
15 Oct 2012, 5:01 am by Amber Walsh
In this country, most ASCs are licensed, certified by Medicare and accredited by one of the major health care accrediting organizations. [read post]
31 Aug 2012, 10:05 am by arester
He has held securities licenses (including Series 7), been a Certified Financial Planner (CFP©) practitioner, and an Accredited Investment Fiduciary (AIF©). [read post]
28 Aug 2012, 11:55 am by Jay Fishman
" * Clarifying that financial statements must be delivered annually, and adding that the annual financial statements must be delivered to the beneficial owners of the retail buyer fund within 120 days following each fiscal year-end (or within 180 days if the retail buyer fund is a fund of funds). * Requiring that financial audits be performed by firms registered with, and subject to regular inspection by, the Public Accounting Oversight Board (PCAOB). *… [read post]
8 Aug 2012, 7:21 am by Cynthia Marcotte Stamer
Stamer’s services, experience, presentations, publications, and other credentials or to inquire about arranging counseling, training or presentations or other services by Ms. [read post]
28 Jun 2012, 7:16 pm by Susan Mangiero
Susan Mangiero, CFA, certified Financial Risk Manager and Accredited Investment Fiduciary AnalystTM is pleased to address service provider due diligence and investment manager risk mitigation as part of the upcoming 2012 Governance, Risk and Control conference. [read post]
11 Jun 2012, 8:40 am by Rebecca Tushnet
”  The new regulations defined “misrepresentation” as: [a]ny false, erroneous or misleading statement an eligible institution, ...organization, or person with whom the eligible institution has an agreement to provide educational programs, or to provide marketing, advertising, recruiting or admissions services makes directly or indirectly to a student, prospective student or any member of the public, or to an accrediting agency, to a State agency, or to… [read post]
21 May 2012, 2:57 am by John L. Welch
[Refusal of LION GLOBAL INVESTORS and Design for, inter alia, investment management and financial advisory services for pension funds, endowment funds, trust funds and assets of accredited or institutional investors [GLOBAL INVESTORS disclaimed], in view of the registered mark LION for investment management services, financial and investment planning and research, and trust services, namely, investment and trust company services].In re… [read post]
15 May 2012, 9:14 am by William McGrath
On Tuesday, April 17, 2012, SEC Chairman Mary Schapiro testified before the House Subcommittee on TARP, Financial Services and Bailouts about the steps the SEC has taken and is taking to strengthen our economic analyses in the rulemaking process. [read post]
8 May 2012, 10:55 am by Ailyn Cabico
   Private funds should continue to rely on the guidance provided in the Clover Capital Management, Inc. [read post]
24 Apr 2012, 8:00 am by Hedge Fund Lawyer
As a result, accredited investors will no longer have to be previously known to the fund. [read post]
13 Apr 2012, 11:49 am by William McGrath
Furthermore, for those issuers that want to continue to sell to accredited investors, the JOBS Act would require the SEC to amend Regulation D to permit general solicitation and advertising in Rule 506 offerings sold only to accredited investors (which is also discussed here). [read post]
11 Apr 2012, 9:10 am by Jordan Furlong
Lawyers’ monopoly over legal services is dissolving. [read post]
10 Apr 2012, 4:02 am by Thomas Econometrics
Unemployment figures may be dismal for veterans, but there are programs in place to ensure they can support themselves financially. [read post]
6 Apr 2012, 7:14 pm
In other FINRA-related news, Berthel, Fisher & Company Financial Services, Inc. registered principal Marsha Ann Hill has been suspended from associating with any Financial Industry Regulatory Authority member for a year. [read post]
6 Apr 2012, 5:02 am by J Robert Brown Jr.
"); see also In re Prime Capital Services, Inc., Exchange Act Release No. 61719 (admin proc March 16, 2010) ("In 2004 and 2005, Representative Wells induced a 71-year-old woman to liquidate her retirement account and invest all of her retirement savings -- which was more than half her net worth -- in variable annuities. [read post]