Search for: "Andrew Morgan"
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30 Jun 2019, 4:07 pm
The full judgment of Andrew Hochauser QC in the data protection subject access case of Dawson-Damer v Taylor Wessing LLP [2019] EWHC 1258 (Ch) [pdf] handed down on 17 May 2019. [read post]
23 Jun 2019, 4:25 pm
South Africa EFF has attempted to appeal the decision of Johannesburg High Court in the case of case of Trevor Andrew Manual (Manuel) versus the EFF and others (the EFF). [read post]
16 Jun 2019, 4:34 pm
The Times and the Press Gazette have pieces about Koo Stark, Prince Andrew’s ex-girlfriend being awarded damages from the owner of MTV’s entertainment news website after it wrongly described her as a “porn star”. [read post]
23 May 2019, 7:43 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Cody, Jill Concorde Investment Services, LLC Westminster Financial Securities, Inc Cody, Richard IFS Securities Concorde Investment… [read post]
7 May 2019, 8:37 am
About thirty-five VALL members gathered at the Riverfront Plaza office of Hunton Andrews Kurth to attend VALL's spring meeting and installation of officers.Jane Baugh from Woods Rogers checking in at the registration desk.Doris Morgan and Victoria Levy from McGuireWoods walked across the street to attend.Douglas Granger, managing partner at Hunton Andrews' Richmond office, welcomed members and observed that while libraries had changed physically, there would… [read post]
24 Apr 2019, 9:00 am
Olshan’s Advertising, Marketing & Promotions Practice Group chair Andrew Lustigman and associate Morgan Spina authored an article for the ABA’s Spring 2019 What’s In Store newsletter titled “Are FTC Enforcement Powers Being Reigned In? [read post]
23 Apr 2019, 7:47 am
According to Prudential Financial’s Andrew S. [read post]
23 Apr 2019, 5:23 am
This is in stark contrast to Morgan J’s treatment of the issues in the High Court. [read post]
19 Apr 2019, 5:33 am
According to FINRA Disciplinary actions for March 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities Austin, Aaron LPL Financial LLC M & T Securities, Inc Conner, Youn Das, Anukul NYLife… [read post]
3 Feb 2019, 9:05 am
Morgan, and Brooke T. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin,… [read post]
26 Jan 2019, 8:05 am
In this week’s Foreign Policy Essay, Morgan Kaplan assessed the U.S. [read post]
18 Jan 2019, 6:00 am
., Chairman, Fragomen Del Ray Bernsen & Loewy; Andrew Kassner, Chairman & CEO, Drinker Biddle; Jami Wintz McKeon, Chair, Morgan Lewis. [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith… [read post]
26 Dec 2018, 9:30 pm
Douglas Melamed and Andrew W. [read post]
21 Dec 2018, 8:06 am
A panel including Alexis Sharp of Hunton Andrews Kurth, Amy Wharton of the University of Virginia Law Library, and Chris Lange, an attorney at LeClairRyan, described innovation stories at their organizations. [read post]
10 Dec 2018, 6:00 am
Recent Headlines in the IP World: USPTO 2018-2022 Strategic Plan Shazma Khan: Apple Patent Indicates New Design for Future iPhones (Source: Business Recorder) Andrew Chung: U.S. [read post]
9 Dec 2018, 4:12 pm
On 6 December 2018 Nicklin J heard applications in the case of Morgan v Associated Newspapers. [read post]
3 Dec 2018, 6:45 pm
Mark Andrew Tudor Allegedly Terminated by Raymond James for Introducing Clients to Investments away from the Firm without Approval Mark Tudor was reportedly terminated by his member firm Raymond James for allegedly introducing clients to investments away from the firm without approval and was not helpful when being interviewed by firm counsel, according to an Employment Separation after Allegations Action filed on his FINRA BrokerCheck Report under review by investor rights attorney… [read post]
3 Dec 2018, 6:35 am
“Whose clients are they”, Andrew Welsch, Financial Planning.com (November 14, 2018) (“Morgan Stanley [has] substantially increased [its] court filings against transitioning financial advisers … Clearly, Morgan Stanley and UBS are putting their court filings where their mouths are – having exited the Protocol for Broker Recruiting and wishing to send a message to their adviser ranks. [read post]
