Search for: "Asset Group, Inc." Results 201 - 220 of 3,328
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31 Mar 2023, 8:40 am by Zak Gowen
That’s according to research released late Tuesday by the payments-technology company ACI Worldwide Inc. [read post]
30 Mar 2023, 2:08 pm by Silver Law Group
With just $8 million in assets, the company has a deficit and debts totaling $260 million. [read post]
30 Mar 2023, 10:04 am by Silver Law Group
Investors are interested in safe investments that can protect their assets and help them grow. [read post]
30 Mar 2023, 6:52 am by The White Law Group
Cambridge Investment Research allegedly invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
14 Mar 2023, 11:54 am by Rebecca Tushnet
Route Consultant, Inc., 2023 WL 2466624, No. 3:22-cv-00656 (M.D. [read post]
10 Mar 2023, 8:17 am by Zak Gowen
Mastercard Infringes Digital Wallet Tech Patent, Suit SaysBloomberg Law – March 2, 2023 Mastercard Inc. [read post]
3 Mar 2023, 10:17 am by Cynthia Marcotte Stamer
Acosta Perez Conviction & Sentencing The co-founder of Romero Rehabilitation Physical Therapy Inc. and Empire USA Inc. in Louisville and Imaging Group Center Inc. in Atlanta plead guilty to one count of conspiracy to commit healthcare fraud in February, 2023, after the U.S. [read post]
24 Feb 2023, 6:55 am by The White Law Group
  The White Law Group is investigating potential securities claims involving broker dealers who may have improperly recommended Sorrento Therapeutics Inc to investors. [read post]
23 Feb 2023, 9:01 pm by renholding
Our Assistant Attorney General, Kenneth Polite, created a National Cryptocurrency Enforcement Team (NCET) within the Criminal Division to serve as the focal point for the department’s efforts to tackle the growth of crime involving digital assets and related emerging technologies. [read post]
21 Feb 2023, 7:04 am by Zamansky LLC
Citigroup Inc. is an investment firm headquartered in New York with more than $700 billion in assets under management. [read post]
21 Feb 2023, 6:11 am by Dan Bressler
Shearman worked for a large group of lenders including Arcmont Asset Management, Intermediate Capital Group and HPS Investment Partners, as designated counsel on the Access Group deal. [read post]
19 Feb 2023, 9:01 pm by renholding
Criminal Case The SDNY indictment alleges that, from at least June 2021 through April 2022, Ishan, a product manager in Coinbase’s Assets and Investing Products group, repeatedly relayed material nonpublic information (MNPI) about the timing and identity of which cryptocurrency assets would be made available to trade on Coinbase’s trading platform to his brother, Nikhil Wahi (Nikhil), and a close friend, Sameer Ramani (Ramani). [read post]
16 Feb 2023, 7:00 am by Katherine Oberlies
Securities and Exchange Commission (“SEC”) issued an order settling charges against Kovak Advisors, Inc. [read post]
14 Feb 2023, 8:16 am by The White Law Group
Non-traded BDCs offer retail investors access to private debt, an asset class that typically has only been available to high-net-worth and institutional investors. [read post]
14 Feb 2023, 7:02 am by Zamansky LLC
Some of the firm’s largest institutional investors (as of early 2023) include SSgA Funds Management, Inc. (7.14 percent), The Vanguard Group, Inc. (6.34 percent), BlackRock Fund Advisors (3.54 percent), Wellington Management Co. [read post]
14 Feb 2023, 6:31 am
Say-on-Pay: Investor voting decision data was collected from public filings, including N-PX released in August 2022, for companies in the S&P 500 and Russell 3000 for the big three asset managers (a.k.a “Big 3”), BlackRock, Inc., Vanguard Group, State Street Global Advisors. [read post]
14 Feb 2023, 6:31 am
Say-on-Pay: Investor voting decision data was collected from public filings, including N-PX released in August 2022, for companies in the S&P 500 and Russell 3000 for the big three asset managers (a.k.a “Big 3”), BlackRock, Inc., Vanguard Group, State Street Global Advisors. [read post]
13 Feb 2023, 7:28 am by Unknown
According to Conwell, his first fund raised money from a diverse group of investors via Rule 506(c) of Regulation D and a social media campaign (Rule 506(c) allows for general solicitation in some instances). [read post]