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10 Oct 2022, 5:11 am
Comment period closed on May 9, 2022.Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews (Release No. [read post]
6 Oct 2022, 9:56 am
When routing an equity investment, an option, or a bond order for execution, brokers must examine, track, and document. [read post]
6 Oct 2022, 5:01 am
Transparency reports are public documents created by technology companies to report on external legal requests and/or internal content moderation measures. [read post]
5 Oct 2022, 4:11 am
Novitas Solutions, Inc. [read post]
4 Oct 2022, 6:20 pm
Pix Credit here The jurisprudence of the Religion Clauses in the United States has long been plagued by the doctrine that distinguishes between governmental speech and private speech. [read post]
22 Sep 2022, 8:06 am
FINRA Rule 3110 (Failure to Supervise) requires a firm to establish and maintain a system to supervise the activities of its associated persons that is reasonably designed to achieve compliance with securities laws and regulations and FINRA rules. [read post]
19 Sep 2022, 5:02 am
A curated weekday guide to major national security news and developments over the past 24 hours. [read post]
16 Sep 2022, 4:00 am
The incident demonstrated to Jayapal how many gaps exist in congressional security. [read post]
12 Sep 2022, 12:23 pm
The post FINRA Fines Sagepoint Financial, Inc. [read post]
11 Sep 2022, 7:20 pm
(An acquisition of non-voting securities does not require Hart-Scott-Rodino approval; conversion of such securities does.) [read post]
6 Sep 2022, 11:29 am
Aerojet Rocketdyne, Inc. [read post]
2 Sep 2022, 9:13 am
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
31 Aug 2022, 10:21 pm
It seems to be aimed at both local law enforcement and at intelligence/homeland security agencies. [read post]
29 Aug 2022, 9:05 pm
Since President Biden issued his July 2021 Executive Order on Competition, the antitrust agencies have made broad policy statements promising more aggressive enforcement and have initiated a number of high-profile enforcement actions. [read post]
29 Aug 2022, 11:58 am
Affinity Health Plan, Inc. [read post]
26 Aug 2022, 4:00 am
The data files are described as copies of components from election systems in Coffee County, Georgia, and Antrim County, Michigan. [read post]
21 Aug 2022, 9:01 pm
Robust public engagement will be critical—particularly for documenting specific harmful business practices and their prevalence, the magnitude and extent of the resulting consumer harm, the efficacy or shortcomings of rules pursued in other jurisdictions, and how to assess which areas are or are not fruitful for FTC rulemaking. [read post]
19 Aug 2022, 4:00 am
What began as a low-level dispute over the Trump White House’s chaotic and haphazard record-keeping had morphed into a deeply serious probe of whether the ex-president had endangered national security by hoarding highly classified documents, some potentially related to nuclear weapons. [read post]
17 Aug 2022, 12:51 pm
But Tenafly Eruv Ass'n, Inc. v. [read post]
17 Aug 2022, 7:03 am
The post Axiom Capital Management Inc. [read post]
