Search for: "Financial Asset Securities Corporation"
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27 Nov 2023, 9:01 pm
Any scenario in which a company engages in transactions with corporate assets in a manner that does not fully comply with a particular board authorization could come under SEC scrutiny for potentially deficient internal accounting controls, especially if there is a linkage to conduct that a majority of SEC commissioners believes falls short of good corporate practice. [read post]
27 Nov 2023, 9:34 am
Where actual damages may be questionable, difficult to prove, negligible, or even non-existent, the faithless servant doctrine can provide a powerful alternative remedy to secure meaningful financial redress. [read post]
27 Nov 2023, 7:44 am
His previous employers included Oriental Financial Services Corp. [read post]
27 Nov 2023, 5:44 am
Patrick McHenry (R-NC), the Chairman of the House Financial Services Committee, and Senator Cynthia Lummis (R-Wyo) have now reached out to the prudential regulators asking them to take action to clarify that SAB 121 is not enforceable in light of the GAO decision.SAB 121, as issued, requires banks holding crypto assets to recognize a liability and a corresponding offset on their balance sheets, measured at the fair value of the customer custodial digital assets. [read post]
26 Nov 2023, 8:18 am
They are the Securities & Exchange Commission, the Commodities Futures Trading Commission and The Financial crimes Enforcement Network (FINCEN) of the Treasury department. [read post]
24 Nov 2023, 9:05 pm
The post Erroneous Legal Advice as a Corporate Asset first appeared on The Regulatory Review. [read post]
24 Nov 2023, 11:59 am
It protects not only individual debtors but also corporate debtors. [read post]
24 Nov 2023, 11:23 am
They are asset misappropriation, bribery and corruption, and financial statement fraud. [read post]
23 Nov 2023, 8:12 am
Seventy-eighth sessionSecond CommitteeAgenda item 16 (h)Macroeconomic policy questions: promotion of inclusiveand effective international cooperation on tax matters atthe United Nations Nigeria:* (* On behalf of the States Members of the United Nations that are members of the Group ofAfrican States) revised draft resolution Promotion of inclusive and effective international tax cooperationat the United Nations The General Assembly,Guided by the purposes and principles enshrined… [read post]
22 Nov 2023, 8:58 am
Economic Crime and Corporate Transparency Act The Economic Crime and Corporate Transparency Act 2023 (ECCT Act) received Royal Assent on 26 October 2023, bringing with it wide-ranging reforms to tackle economic crime. [read post]
21 Nov 2023, 6:51 am
Keeping our clients’ data safe, secure, and confidential is an absolute priority. [read post]
20 Nov 2023, 8:53 am
However, you may face penalties and other financial charges for unfiled tax returns. [read post]
17 Nov 2023, 6:00 am
“Never in my career have I seen such a complete failure of corporate controls and such a complete absence of trustworthy financial information as occurred here,” Ray wrote . [read post]
17 Nov 2023, 5:26 am
§ 856(k)); and which meets certain gross income and total asset value thresholds and investment described in 26 U.S.C. [read post]
17 Nov 2023, 3:00 am
Exclusive: 5 Senate Banking Dems demand more details on corporate lobbying strategy Yahoo News – Taylor Giorno (The Hill) | Published: 11/15/2023 Five Democrats who sit on the Senate Banking Committee urged the Securities and Exchange Commission to require companies to disclose more details on their corporate lobbying strategy to shareholders. [read post]
16 Nov 2023, 2:33 am
Next steps The Regulations mark a significant step in promoting ADGM as a global center for digital assets and provide a new option for corporate structures of digital assets projects. [read post]
16 Nov 2023, 2:33 am
Next steps The Regulations mark a significant step in promoting ADGM as a global centre for digital assets and provide a new option for corporate structures of digital assets projects. [read post]
15 Nov 2023, 9:22 am
” In the announcement, the agency further reported that the 2023 Fiscal Year “was another highly productive and impactful year for the SEC’s enforcement efforts relating to crypto asset securities” and that it “brought several enforcement actions addressing ESG issues in fiscal year 2023. [read post]
15 Nov 2023, 6:26 am
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A. [read post]
15 Nov 2023, 5:10 am
The company will also receive regular updates for the vLex dataset, ensuring that current and historical knowledge of the law remains an up-to-date asset for customers. [read post]
