Search for: "Frank Banks" Results 201 - 220 of 5,215
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11 Mar 2009, 2:58 pm
Barney Frank sent a snippy letter to Northern Trust, a Chicago-based bank that caters to very wealthy clients. [read post]
30 Nov 2012, 8:24 am by Travis P. Nelson
This impending precipice is due to Section 611 of the Dodd-Frank Act which permits state-chartered banks to engage in derivative activities “only if the law with respect to lending limits of the State in which the insured State bank is chartered takes into consideration credit exposure to derivative transactions. [read post]
1 Aug 2012, 4:01 pm by James Hamilton
The House Capital Markets Subcommittee has approved bi-partisan legislation clarifying that Section 975 of the Dodd-Frank Act requiring municipal advisors to register with the SEC does not include dealers, banks, investment advisers and members of municipal governing bodies, and others who were either already regulated before the enactment of Dodd-Frank or are appointed, volunteer public servants. [read post]
23 Mar 2023, 7:04 am by Adam Levitin
Dodd-Frank is still on the books, but its prudential provisions are as good as dead. [read post]
3 Mar 2017, 9:43 am by Jason Kaufman
Dodd-Frank was enacted in the wake of the 2008 financial crisis to curtail risky investment activities and stop financial fraud through increased oversight and regulation of the banking and securities industries. [read post]
12 Mar 2009, 11:26 pm
As Thom Lambert (via Larry Ribstein) makes clear, the Massachusetts Democrat either doesn't understand the nature of the bank program, or does understand it and has chosen to demagogue the issue anyway.... [read post]
30 Nov 2011, 9:21 am by Judicial Watch Blog
Frank intervened on behalf of his equally corrupt friend, California Congresswoman Maxine Waters, who held shares in the failing bank that also listed her husband (Sidney Williams) as a board member. [read post]
26 Aug 2011, 4:17 am by Broc Romanek
"The extent of regulation in the banking industry has become extraordinarily burdensome following Dodd-Frank," Romney told a roundtable of 18 businessmen at The Common Man Restaurant. [read post]
14 May 2018, 6:15 am
Senate approved the Economic Growth, Regulatory Relief and Consumer Protection Act, a bipartisan bill that would repeal or modify certain provisions of the Dodd-Frank Act and eliminate or ease a number of regulatory burdens on superregional, regional and large community banks. [read post]
20 Nov 2019, 4:07 am by Floortje Nagelkerke (NL)
On 19 November 2019, Mr Frank Elderson, chair of the Network for Greening the Financial System (NGFS) and executive director of the Dutch Central Bank (De Nederlandsche Bank, DNB), gave a keynote speech during the 9th annual conference of the European Insurance and Occupational Pensions Authority (EIOPA). [read post]
11 Dec 2011, 6:25 pm by Matthew A. Cordell
Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act contains restrictions on financial institutions ability to engage in "proprietary trading" or be associated with a private equity or hedge fund. [read post]
7 Apr 2014, 6:08 am
I’ve written on several occasions of my hypothesis that the eventual legacy of Dodd-Frank will be to promote consolidation of the banking industry, driving out small banks and entrenching too big to fail. [read post]
3 Mar 2017, 9:43 am by Jason Kaufman
Dodd-Frank was enacted in the wake of the 2008 financial crisis to curtail risky investment activities and stop financial fraud through increased oversight and regulation of the banking and securities industries. [read post]
5 Aug 2014, 4:21 pm by Sabrina I. Pacifici
Under the provisions of the Dodd-Frank Act, both the Federal Reserve and large U.S. [read post]
27 Sep 2016, 6:33 am
On September 8, 2016, the Board of Governors of the Federal Reserve System (Federal Reserve), the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency (OCC) issued the joint report (Report) on bank activities and investments required by Section 620 of the Dodd-Frank Act. [read post]
24 Mar 2017, 3:03 am by Walter Olson
Per more than 30 state attorneys general, the less information lenders can draw on in credit reports, the better the credit system will work [Annamaria Andriotis, WSJ; exclusion of many tax liens and civil judgments under pressure from authorities] Federalist Society podcasts: Ted Frank on Walgreen shareholder litigation, Thaya Brook Knight on “predatory lending” cases before Supreme Court [Bank of America Corp. v. [read post]
31 Aug 2011, 2:30 pm by Christine Hurt
  You may remember that the DOJ tried Quattrone twice for allocating hot IPO shares to clients to get investment banking business, then decided not to retry a third time after a settlement was reached. [read post]