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15 Jul 2008, 3:16 pm
(Running Time: 33:32) MP3 File Portions of this web site contain attorney advertising. [read post]
16 Jun 2010, 5:50 pm by Fred Abrams
  The August 23, 2009 Asset Search News Roundup referred to the settlement of the UBS "John Doe" summons case pursuant to U.S. [read post]
30 Oct 2013, 12:35 pm by John Hempill
On October 24, 2013, in accordance with Title III of the Jumpstart Our Business Startups Act (the “JOBS Act”), the Securities and Exchange Commission (the “SEC”) issued a press release and published long-awaited proposed rules (Release Nos. 33-9470; 34-70741) (the “Proposed Rules”) to permit companies to offer and sell securities through crowdfunding (“Regulation Crowdfunding”). [read post]
31 Oct 2015, 2:39 pm by David Cheifetz
The judicial pecking order does not permit little peckers to overrule big peckers. [read post]
17 Jun 2008, 5:55 pm
Nobody knows more about South Carolina law, or writes better than John Nichols. [read post]
23 Jun 2014, 10:19 am by Kevin LaCroix
While Basic allows plaintiffs to establish that precondition indirectly, it does not require courts to ignore a defendant’s direct, more salient evidence showing that the alleged misrepresentation  did not actually affect the stock market’s price and, consequently that the Basic presumption does not apply. [read post]
2 Oct 2007, 9:02 am
Because of his 33 years of experience in Congress, he also knows something about U.S. foreign policy and the war in Iraq. [read post]
16 Mar 2009, 11:48 am
  For example, last week the SEC charged John Donnelly of Charlottesville with bilking 33 clients out of $11 million dollars entrusted to him for financial management. [read post]
16 Jul 2012, 8:16 am by John Elwood
’”) (citations omitted); with Joint Dissent 38 (“If the anticoercion rule does not apply in this case, then there is no such rule. [read post]
9 Aug 2010, 3:16 pm
" In his recent 55-page ruling, Federal Judge John Gleeson (U.S. [read post]
27 Feb 2012, 7:49 am by McNabb Associates, P.C.
"Abu Khalid Abdul-Latif, aka Joseph Anthony Davis, 33, of Seattle. [read post]
4 Feb 2010, 11:33 am by Ashby Jones
John’s professor Thomas Sabino to Bloomberg back in September. [read post]