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18 Apr 2016, 9:58 am by Dennis Crouch
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Daiichi Sankyo Company, Ltd. v. [read post]
3 May 2016, 1:42 am by Dennis Crouch
MPHJ Technology Investments, LLC, No. 15-838 (Federal court jurisdiction in anti-troll consumer protection case) Daiichi Sankyo Company, Ltd. v. [read post]
30 Mar 2012, 6:19 am by David Smyth
  On March 13, the SEC charged three executives of Thornburg Mortgage Inc. [read post]
6 Jan 2012, 7:48 am by Theo Francis
(Plus, it’s worth noting, the company filed a 10-K/A amendment later in the month, with another 66 pages.) [read post]
11 Jul 2011, 7:43 am by Theo Francis
(FAHLF), a Hong Kong nutritional-supplement company with a market-cap of $35.3 million, produced the biggest filing of the first half of 2011, with whopping 202-megabyte, graphics-heavy 8-K, followed by equally small Northport Network Systems (NNWS), with a market-cap of $35.7 million and a 10-K weighing in at 162 MB. [read post]
22 Jun 2020, 1:42 am by UKSC Blog
This appeal considers the circumstances in which the UK-domiciled parent company of a multi-national group of companies may owe a common law duty of care to individuals who allegedly suffer serious harm as a result of alleged systemic health, safety and environmental failings of one of its overseas subsidiaries as the operator of a joint venture operation. [read post]
10 Aug 2007, 11:00 pm
As noted earlier here, here and here, Houston-based Landry's Restaurants, Inc recently made the questionable decision, during a period of tightening credit markets generally, to tee off on and sue the holders of a substantial amount of the company's debt. [read post]
6 Mar 2023, 9:01 pm by renholding
In 2007, the Commission consolidated the scaled disclosure requirements for smaller companies in Regulation S-K and introduced the term “smaller reporting company. [read post]
15 Feb 2022, 2:05 pm by Kevin LaCroix
Investment companies and investment advisors must register and are subject to various restrictions, including on compensation. [read post]
4 May 2009, 6:16 am
In one important study, automatic enrollment increased 401(k) participation rates of those making under $20,000 annually from 13 percent to 80 percent. [read post]
9 May 2023, 9:01 pm by renholding
First, the rule allows voting stockholders to make their own ad hoc choice of nominees from the slates proposed by management, on one hand, and by the nominating stockholder, on the other. [read post]
16 Oct 2006, 12:40 am
Visa Europe will be a minority stockholder in the global company, and Visa Inc. will have a minority investment interest in Visa Europe. [read post]
11 Apr 2011, 10:11 pm by Sam E. Antar
On April 8, 2011, Overstock.com filed an 8-K report and disclosed: As described in our Annual Report on Form 10-K for the year ended December 31, 2010, on February 22, 2011, Google Inc. notified us that it was penalizing us in natural search results for noncompliance with some of Google’s natural search guidelines. [read post]
11 May 2011, 8:06 am by Sonya Hubbard
At the time, according to this June 12, 2009 8-K, Grossman said, “BlackRock Global Investors will create significant new opportunities for the talented employees of both companies, as we help our institutional and retail clients manage their toughest investment challenges. [read post]