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18 Jun 2012, 10:33 am by William McGrath
SEC Chairman Mary Schapiro told the committee members that "you have made a commitment to ensuring that the voice of the investor remains front and center at the SEC," while Commissioner Luis Aguilar, an ardent backer of the Committee, told members that their "work will be vital to the SEC and the American public," asking them to focus on the needs of individual investors while noting that "only 15% of Americans trust the stock market. [read post]
24 May 2012, 12:33 pm by McNabb Associates, P.C.
DE C.V., Calle San Uriel 690, Interior 10, Piso 4, Colonia Chapalita, Guadalajara, Jalisco, Mexico [SDNT] LARES RANGEL, Jose Luis, c/o GRUPO C.L.P. [read post]
9 May 2012, 7:00 am
In a sharply worded dissenting statement, SEC Commissioner Luis Aguilar argued that the study “fails to satisfactorily answer the Congressional request, contains no specific recommendations, and does not portray a complete picture of the immense and irreparable investor harm that has resulted” from Morrison. [read post]
8 May 2012, 9:42 am by Elan Mendel
Schapiro also does not have support from a majority of the SEC’s board, with Luis Aguilar, a swing vote on the proposal, said to be undecided. [read post]
27 Apr 2012, 1:25 am
Olivarez, 42, was arrested along with Daysel Aguilar, 24; Meritania Amaro, 23; Andrés Blanco, 45; Lorelys Diaz, 23; Osvaldo García, 65; Luis Armando Pérez, 39; Marco Torres, 50; Omar Yeras, 64; Alina Urgelles, 50; and Sissi Ramos-Orosco, 26. [read post]
24 Apr 2012, 2:14 pm by Jessica N. Dell
As discussed by the D&O Diary , commissioner Luis Aguilar filed a dissenting statement with the report, in which he expresses his "strong disappointment that the study fails to satisfactorily answer the Congressional request, contains no specific recommendations, and does not portray a complete picture of the immense and irreparable investor harm that resulted and that will continue to result due to Morrison v. [read post]
12 Apr 2012, 1:08 am by Kevin LaCroix
  One final note, on April 11, 2012, SEC Commissioner Luis Aguilar filed a dissenting statement regarding the SEC's report, in which he states among other things " I write to convey my strong disappointment that the study fails to satisfactorily answer the Congressional request, contains no specific recommendations, and does not portray a complete picture of the immense and irreparable investor harm that resulted and that will continue to result due to… [read post]
11 Apr 2012, 4:15 pm by Ted Allen
 In an unusual display of dissent, Commissioner Luis Aguilar criticized the staff study for failing to make such a recommendation. [read post]
11 Apr 2012, 7:59 am by William McGrath
As discussed here, Commissioner Luis Aguilar called the Investment Advisory Committee "essential" and noted that "[i]n the current environment, revelations of egregious fraudulent conduct and recent market conditions continue to demonstrate the vulnerability of investors. [read post]
10 Apr 2012, 6:34 am by Ted Allen
Commissioner Luis Aguilar has repeatedly urged the SEC to proceed with forming the new panel. [read post]
20 Mar 2012, 7:27 pm by Ted Allen
SEC Chairman Mary Schapiro, Commissioner Luis Aguilar, former SEC chairman Arthur Levitt, the CFA Institute, the Consumer Federation of America, and the AFL-CIO are among those who have raised concerns about the broad reach of the House legislation. [read post]
29 Feb 2012, 4:23 am by Broc Romanek
SEC Commissioner Aguilar Urges Mandated Political Spending Disclosure Last week, SEC Commissioner Luis Aguilar delivered this speech - entitled "Shining a Light on Expenditures of Shareholder Money" - urging the SEC to act in the newly hot area of political contribution disclosures (Vanessa Schoenthaler's blog notes Chair Schapiro's comments on the topic). [read post]
28 Feb 2012, 2:00 am by Stephanie Figueroa
“Requiring transparency for corporate political expenditures cannot wait a decade,” said Luis Aguilar, a Democratic commissioner, in a speech at the Practising Law Institute’s annual SEC Speaks conference. [read post]
24 Feb 2012, 11:41 am by Ted Allen
At a conference in Washington today, SEC Commissioner Luis Aguilar urged the commission to adopt rules to require companies to disclose their political spending. [read post]
24 Feb 2012, 9:52 am by Rick Hasen
At today’s conference, ‘SEC Speaks,’ Securities and Exchange Commissioner Luis Aguilar loudly championed the key reform of political spending disclosure, saying that ‘investors are not receiving adequate disclosure, and as the investor’s advocate, the commission should act swiftly to rectify the situation.’” I have posted Commissioner Aguilar’s comments at this link. [read post]