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6 Sep 2019, 3:00 am by John Jenkins
The Martin Act Gets Its Claws Sharpened I’ve previously blogged about New York’s formidable Martin Act, which the NY AG uses as the basis to investigate and prosecute . . . well . . . just about anything. [read post]
24 Aug 2019, 6:30 am by Dan Ernst
[We're moving this up, because we've received an updated version of the program. [read post]
20 Aug 2019, 9:32 am by John Jascob
That motion alleges that the CFTC violated the consent order settling the case and should be held in contempt or subject to sanctions (CFTC v. [read post]
9 Aug 2019, 3:00 am by Jim Sedor
National/Federal Campaigns Say They’ll Match Political Contributions. [read post]
14 Jun 2019, 5:20 am by Jack Sharman
Court of Appeal’s decision in September 2018 in Director of the Serious Fraud Office v. [read post]
31 May 2019, 3:54 am by Tinker Ready
In 2007, the company’s managing director, Ronald Violi, a former children’s hospital executive, took over as Wheeling’s chief executive officer. [read post]
15 May 2019, 7:21 pm
I am delighted to announce the publication of  "Next Generation Law: Data-Driven Governance and Accountability Based Regulatory Systems in the West, and Social Credit Regimes in China," Law &: Southern California Interdisciplinary Law Journal 28(1): 123-172 (2018).In the contemporary world, compliance systems and policing are quickly replacing law and the traditional methods of enforcement (either organic or positive law) as the framework through which collectives (the state, the… [read post]
14 May 2019, 8:01 am
The issue was whether PHM knew or had reason to believe that this was the case, specifically whether this was true of Mr Beatty, owner of LTEV, a shareholder in PHM and Managing Director of both companies.See no evil, here no evil, liable for no evilFBT referred the Court to Columbia Pictures Industries Inc v Robinson [1987] 1 Ch 38 where Scott J said that a person who deliberately refrains from inquiry and shuts their eyes to that which is obvious, cannot be heard to say that they… [read post]
10 May 2019, 6:17 am
Director Pay Posted by Kosmas Papadopoulos, ISS Analytics, on Monday, May 6, 2019 Tags: Boards of DirectorsDirector compensation, Equity-based compensation, Executive Compensation, Incentives, Long-Term value, Ownership, Pay for performance, Peer groups, Surveys Corporate Board Practices in the S&P 500 and Russell 3000: 2019 Edition Posted by Matteo Tonello, The Conference Board, Inc., on Tuesday, May 7,… [read post]
19 Apr 2019, 6:12 am
SEC: Expanded Scope of Securities Fraud Liability Posted by Martin J. [read post]
18 Apr 2019, 12:48 pm by Geoff Cockrell
Experts included Greg Hawver, Partner at McGuireWoods LLP, Anthony Catalano, Director, Risk Advisory Services at RSM US LLP, Tom Smith, Principal at Baird Capital, Ed Nakayama, Director at William Blair & Company, and Jeff Rolland, Director at RSM US LLP. [read post]