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17 Mar 2009, 11:00 am
Interview with Eric Cohen, Co-Founder and Chairperson of Investors Against Genocide on 3/7/09. [read post]
8 May 2018, 7:30 am
Award Information Anticipated Type of Award: Cooperative Agreement Estimated Number of Awards: 1 Anticipated Funding Amount: $130,000 The funding amount is contingent on fiscal year 2018 funding availability. [read post]
18 Dec 2018, 11:39 pm
Brokerage firms sell private placements to their clients like the GPB Funds because they get paid commissions of between 7% and 10%. [read post]
11 Jun 2012, 1:30 pm
Arcadia (La.App. 1 Cir. 6/10/11), 68 So.3d 663, writ denied, 11-1531 (La. 10/7/11), 71 So.3d 316 by demonstrating that MSA funding was not required in that case until the suspensive condition of waiting for CMS approval was met. [read post]
24 Jun 2013, 4:03 pm
To briefly summarize the facts, in 2000, Stanford began offering a mutual fund allocation program to its advisory clients. [read post]
17 Aug 2020, 5:53 am
The broad availability of mutual funds has brought lower costs to savers, but there is a flip side to this coin—mutual funds (including index funds) often hold stakes in many competitors within the same industry. [read post]
GPB Capital: $1.8 Billion in Private Placements Sold Yielded $167 Million in Commissions for Brokers
5 Sep 2019, 2:00 pm
Mutual funds and other similar investments typically pay less than half as much in commissions as private placements. [read post]
31 May 2018, 6:21 pm
” A “qualifying portfolio company” has three requirements: (i) at the time of the investment by the fund, the company must not be a reporting company under the Securities Exchange Act of 1934 nor be listed or traded on any foreign exchange and is not an affiliate of (i.e. directly or indirectly under common control with) an Exchange Act reporting company or a publicly traded foreign company; (ii) the company may not borrow or issue debt obligations in connection with the… [read post]
6 Dec 2011, 2:21 am
Avoid buying mutual funds before the ex-dividend date Mutual funds declare dividends to their investors on a certain day known as the ex-dividend date. [read post]
30 Dec 2020, 9:25 am
That arrangement allowed Pruco to avoid paying certain transaction fees for client purchases of mutual funds. [read post]
21 Apr 2020, 12:46 pm
Foreign Public Funds: The original Volcker Rule regulations excluded certain foreign public funds, and was drafted so as to be similar to the exclusion for U.S. registered mutual funds. [read post]
20 Jun 2022, 9:05 pm
Mutual funds are 7 percent less likely to vote for directors of dual class firms, and this relation is not mitigated by firms’ level of information asymmetry. [read post]
26 Oct 2009, 3:47 pm
Mutual of Omaha Life Insurance Company, et al. [read post]
5 Mar 2014, 4:20 am
And also not surprising is that the industry’s top 25 companies had a 7% increase in direct premiums written from a year earlier with a combined $51.4 billion in 2013.The numbers reflect the 2.1 million new jobs nationwide, a modest increase in payrolls “and rate increases being pushed through as well,” said Robert Hartwig, president of the Insurance Information Institute.Hartwig also told WorkCompCentral that “some of the most unprofitable business is being shed… [read post]
2 Nov 2008, 6:20 pm
Separating sovereign wealth funds from other institutional investors, such as hedge funds and mutual funds, is the element of state ownership. [read post]
24 Oct 2013, 6:51 am
Fidelity Investments, alleges that the FMR LLC Profit Sharing Plain offered expensive Fidelity mutual funds despite the availability of lower-fee mutual funds within Fidelity’s own investment offerings and the offerings of outside providers. [read post]
14 Jun 2011, 4:22 am
This law decrees that mutual funds should have a corporate-type legal structure, complete with a board that does little of importance, despite the fact that such a structure is inconsistent with the nature of an open-end mutual fund. [read post]
8 Feb 2009, 5:28 am
Bank, SunTrust, Washington Mutual (WAMU), Liberty Bank, and Capital One. [read post]
2 Sep 2015, 4:00 am
The library maintains approximately $627,000 in mutual funds, fixed income securities and cash equivalents with two investment brokerage firms; these are improper investments at unauthorized financial institutions. http://www.osc.state.ny.us/localgov/audits/libraries/2015/brighton.pdfVillage of Cape VincentPayroll duties are not adequately segregated and there is no periodic management review of transactions, certification of payrolls or review of leave records. [read post]
11 Sep 2020, 6:14 am
Voice Posted by Eleonora Broccardo (University of Trento), Oliver Hart (Harvard University), and Luigi Zingales (University of Chicago), on Friday, September 4, 2020 Tags: Corporate Social Responsibility, Engagement, Environmental disclosure, ESG, Exit, Institutional Investors, Mutual funds, Stakeholders, Sustainability Meaningful Communications with Stakeholders During COVID-19 Posted by Eric Knachel, Deloitte &… [read post]
