Search for: "Select Portfolio Service" Results 201 - 220 of 994
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12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over or distributed from a plan… [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over or distributed from a plan… [read post]
23 Oct 2019, 9:50 am by USPTO
We recognize this likely affects some of your filing processes, such as when selecting a lengthy identification of goods and services or writing an argument in response to a substantive refusal. [read post]
22 Jun 2019, 2:53 pm by Gene Takagi
The problems are related to the lack of diversification in investments and the failure to maintain a balanced portfolio of investments. [read post]
27 Apr 2018, 7:16 am by Sarah Hiatt
She was selected by Provost Jim Coleman, on the recommendation of a campus search committee following a national search that drew candidates from coast to coast. [read post]
22 Nov 2010, 3:45 am by Michael Sweig, JD
Amici Curiae for People with Criminal Records Friends of the court in select state and federal appeals that affect the interests of people with criminal records. [read post]
13 Dec 2021, 2:45 pm by Lloyd J. Jassin
 If the title you’ve selected is already registered by someone for related goods or services, absent a First Amendment defense, soldier on and select another. [read post]
13 Dec 2021, 2:45 pm by Lloyd J. Jassin
 If the title you’ve selected is already registered by someone for related goods or services, absent a First Amendment defense, soldier on and select another. [read post]
29 Aug 2016, 4:00 am by The Public Employment Law Press
Covered investment advice also includes recommendations as to the management of securities or other investment property, including, among other things, recommendations on investment policies or strategies, portfolio composition, selection of other persons to provide investment advice or investment management services, selection of investment account arrangements (e.g., brokerage versus advisory); or recommendations with respect to rollovers, transfers, or… [read post]
22 Jan 2013, 4:34 am by Broc Romanek
Effective late February/early March 2013, ISS will replace GRId with ISS Governance QuickScore™, which is the first in a suite of ISS QuickScore solutions designed to identify risk within portfolio companies. [read post]
6 Jun 2011, 12:22 pm by Andrew Goldberg
"NPEs continue to actively target large technology companies and often with portfolios of questionable quality,” said Bart Eppenauer, Chief Patent Counsel at Microsoft, in a statement. [read post]
10 Feb 2014, 7:34 pm
Providing financial services such as investment consultancy, equitization consultancy, corporate restructuring, divesture consultancy and business support services; managing entrusted funds. [read post]
29 May 2022, 9:20 am by Keith Mallinson
Selected caps bear no relationship to aggregates actually paid. [read post]
16 May 2023, 9:01 pm by renholding
Aligning with the growing importance of ESG concerns to investors, and coinciding with increased investor appetite for ESG-related investment portfolios, the SEC created the Climate and ESG Task Force (the “Task Force”) within the Division of Enforcement on March 4, 2021. [read post]