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18 Apr 2007, 12:29 am
Most notable is the recent NYSE-Euronext merger, which I think will add significant pressures to the desire for seamless global securities trading and will likely bring requests from the combined entity to allow the sale of listed European securities in the U.S., and vice versa.Speech By SEC Commissioner Roel C. [read post]
25 Aug 2021, 6:13 am
” Commissioner Stump’s complete statement is available here. [read post]
19 Nov 2007, 1:48 pm
Here is the BNA story (subscription required): Securities Regulation & Law Rpt – FINRA Official, Atlanta Lawyer Said Dems Picks for Slots on SEC [read post]
29 Dec 2023, 8:25 am
The lower house, Lok Sabha, passed the bill on December 21 amidst record suspensions of opposition members from the house over protests against a recent security breach. [read post]
14 Dec 2009, 3:50 am
An attitude I warmly applaud, the speaker was Elisse Walter, a Securities and Exchange (SEC) commissioner. [read post]
14 Apr 2016, 10:35 am
The Council of Europe Commissioner for Human Rights Nils Muižnieks [official website] on Wednesday called [press release] on Turkey to focus on human rights in the wake of their anti-terrorism security measures. [read post]
22 Nov 2007, 3:46 am
The Data Protection Commissioner has said that the recent UK security breach could just as easily happen in Ireland and that public bodies have ignored years of warnings about data security: Data Protection Commissioner Billy Hawkes has issued a stark warning about the dangers of Irish public bodies suffering the same embarrassment as their counterparts in the UK, where disks containing the personal data of 25 million people have gone missing. [read post]
22 Dec 2017, 6:33 am
The Social Security Administration (SSA) has been without an appointed commissioner for around two years. [read post]
7 Nov 2011, 10:37 am
Gallagher is the newest member of the Securities and Exchange Commission. [read post]
13 Jun 2006, 9:21 am
The Supreme Court of Ohio's Board of Commissioners of the Clients' Security Fund has awarded $326,688 to 24 victims of attorney theft. [read post]
6 May 2015, 7:05 am
Bob Pisani interviewed SEC Commissioner Dan Gallagher to discuss trading regulation, and wound up in a discussion on Dodd-Frank.Not surprisingly, the Commissioner is not happy with this massive piece of legislation. [read post]
8 May 2012, 8:00 am
Commissioner Gallagher hopes that the SEC will clarify this position through a Section 21A Report under the Securities Exchange Act of 1934. [read post]
7 Sep 2014, 6:00 am
Commissioner Daniel M. [read post]
19 Apr 2011, 4:52 am
Talk Immigration writes that "On April 6, 2011, the Social Security Administration’s Commissioner directed the agency to resume sending employer “no-match letters. [read post]
4 May 2010, 2:44 pm
On April 29, 2010, SEC Commissioner Luis A. [read post]
5 Oct 2020, 10:04 am
By Amy Leisinger, J.D.In recent remarks, SEC Commissioner Elad Roisman considered ways to enhance the structure of the U.S. [read post]
14 Apr 2011, 4:28 am
Since his appointment he oversaw the passage of the re-codified Michigan Uniform Securities Act that gives increased penalties against the perpetrators of securities fraud. [read post]
22 Feb 2015, 6:00 am
The views expressed in the post are those of Commissioner Aguilar and do not necessarily reflect those of the Securities and Exchange Commission, the other Commissioners, or the Staff. [read post]
2 Apr 2014, 4:11 pm
On March 27, 2014 at the 26th Annual Corporate Law Institute Conference at Tulane University Law School in New Orleans Louisiana, Commissioner Daniel M. [read post]
23 Jun 2009, 1:05 pm
SEC Commissioner Troy A. [read post]
