Search for: "Walling v. Frank"
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14 Aug 2012, 2:00 am
Finally, we cover two recent district court decisions addressing the whistleblower provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank Act”): one holding that the Dodd-Frank Act’s anti-retaliation provision does not apply extraterritorially; and the other holding that the Dodd-Frank Act amendment to Section 806 of the Sarbanes-Oxley Act to include employees of subsidiaries of public companies… [read post]
18 Feb 2011, 6:00 am
This post addresses the less discussed budget of the CFPB which makes up 10% of the Federal Reserve budget and may not be subject to direct Congressional control. 2) California Corporate & Securities Law Blog: Dodd-Frank Act to Increase State Oversight of Hedge Fund Advisers - In this video post, Keith Paul Bishop explains the basic changes in hedge fund oversight that are coming as a result of Dodd-Frank and details how both state and federal… [read post]
25 Mar 2015, 4:09 am
Among Monday’s orders from the Court’s March 20 Conference, the Court denied review in Frank v. [read post]
28 Feb 2023, 8:01 am
The two cases are Pulsifer v. [read post]
10 Sep 2013, 9:31 am
” Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 § 929P(b)(1), Pub.L. [read post]
8 Sep 2022, 3:34 pm
SEC Proposes New Pay for Performance Disclosure Regulations”), on April 29, 2015, in accordance with Section 953(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Reform Act”), the Securities and Exchange Commission (the “SEC”) issued a press release and published proposed regulations (Release No. 34-74835) (the “Proposed Rules”) to require specified publicly-held companies to disclose the relationship between their… [read post]
25 Feb 2018, 11:00 am
In Digital Realty Trust, Inc. v. [read post]
26 Aug 2013, 8:38 am
In Dennis v. [read post]
25 Aug 2014, 9:35 am
Pritchard v. [read post]
20 Jul 2011, 5:23 pm
Yesterday, the National Whistleblowers Center (NWC) road trip of seminars came to Washington, DC, to spread the word about new opportunities for whistleblowers under the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
22 Feb 2018, 4:12 am
” At the Competitive Enterprise Institute blog, Frank Bedarz discusses the institute’s cert petition in Frank v. [read post]
29 Aug 2014, 7:00 am
" See Gardner v. [read post]
6 Mar 2009, 3:56 pm
" In 2008, "the Supreme Court agreed with the pre-emption policy in a case [Riegel v. [read post]
21 Aug 2011, 6:40 am
New provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act should dramatically change the liability exposure of intermediaries in the sale of securities. [read post]
30 Nov 2022, 5:00 am
She was fired because she exercised free speech in an internal meeting on the Supreme Court’s decision in Dobbs v. [read post]
14 Nov 2006, 3:09 am
Frank, Round III. [read post]
13 Oct 2011, 9:33 am
The Wall. [read post]
12 Jul 2011, 2:17 pm
Basel V. [read post]
13 Jan 2015, 8:25 am
Title V of the Act is the Swap Data Repository and ClearinghouseIndemnification Correction Act. [read post]
2 Nov 2009, 1:24 pm
Iqbal and Bell Atlantic Corp. v. [read post]
