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John C. Coffee, Jr.: The Blaszczak Bombshell and What It Will Mean
25 Jan 2023, 9:05 pm by renholding
Take, for example, the first case in which the SEC defined insider trading: In the Matter of Cady, Roberts & Co.[13] There, the key material fact was that the issuer was about to cut its dividend sharply. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
The Debt and the Debt Ceiling Have Virtually Nothing to do with Each Other
24 Jan 2023, 12:04 pm by Neil H. Buchanan
  Yes, that Shakespeare guy was a real financial whizkid. [read post]
Dorf on Law - http://www.dorfonlaw.org/
Paulson Investment Co. Sanctioned for Unsuitable Investments 
24 Jan 2023, 6:53 am by The White Law Group
            The post Paulson Investment Co. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
The Treasury Department’s Material Support Carveouts are a Welcomed First Step – But Congress Must Act to Create a Sustainable Fix
24 Jan 2023, 6:05 am by Liz Hume
Concerns remain that the GLs provided in December may not provide enough cover to financial institutions to facilitate behavior change and transfer funds to NGOs operating in sanctioned contexts. [read post]
Just Security - https://www.justsecurity.org/
Insurance indemnity denied because insured withheld material financial information (US)
23 Jan 2023, 10:30 pm by Patrick Bracher (ZA)
Secondly, the insured expressly and unequivocally refused to supply material financial records for at least 15 months. [read post]
Financial Institutions Legal Snapshot - http://www.financialinstitutionslegalsnapshot.com/
Jan. 6 Panel Transcripts Highlight Attorney Ethics Issues
23 Jan 2023, 3:20 pm by Steve Lubet
As recently reported by The Washington Post,[1] an extensive new grand jury subpoena has been served on a number of Trump's associates, seeking two dozen categories of information, some of which has not previously been requested. [read post]
The Faculty Lounge - https://www.thefacultylounge.org/
It’s Past Time to Take Social Media Content Moderation In-House
18 Jan 2023, 6:05 am by Paul M. Barrett
Editor’s Note: This essay is co-published with Tech Policy Press. [read post]
Just Security - https://www.justsecurity.org/
SEC Risk Response — Firm Subpoenaed Over Law Firm Client Information Hack Raises Client Confidentiality Concerns, Investment Manager Conflict Called, MSG Lawyer Facial Recognition Strikes Again
17 Jan 2023, 6:11 am by Dan Bressler
” “The commission found that the Blackrock Multi-Sector Income Trust (BIT), co-managed by Robertson, invested up to $75m in Aviron between 2015 and 2019. [read post]
Bressler Risk Blog - http://www.bresslerriskblog.com
The Management of Misery and the Risks to Cuban Stability: Brief Reflections on Domingo Amuchastegui, "Mirando a Cuba el el 2023" ["A Look at Cuba in 2023]
15 Jan 2023, 6:33 pm
Financial crisis is, itself the apex point of stability. [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
Media outlets demand identities of FTX founder Sam Bankman Fried’s bail suretors
13 Jan 2023, 8:46 am by Ananya Bangar | National Law U. Delhi, IN
The Associated Press, Bloomberg, CNBC, Wall Street Journal publisher Dow Jones, the Financial Times, Insider and the Washington Post filed a joint motion. [read post]
JURIST - Paper Chase - https://www.jurist.org/news/
[John Ross] Short Circuit: A Roundup of Recent Federal Court Decisions
6 Jan 2023, 12:30 pm by John Ross
A man in Washington state has the cash on him confiscated when he's taken to jail. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Guest Post: David the Inventor vs. the Biglaw Goliath – What Drives A Goliath To Take On A David?
4 Jan 2023, 6:28 am by Mark Stodder
Mark Stodder The Goliath is the Washington, D.C. [read post]
Robert Ambrogi's LawSites - http://www.lawnext.com/
Top Regulatory News of 2022
29 Dec 2022, 9:05 pm by Victoria Hawekotte
In lieu of our regular Friday feature—the Week in Review—The Regulatory Review is recapping some of the top regulatory news from the past year, including major U.S. [read post]
RegBlog - https://www.theregreview.org/
Moloney Securities Co. Sanctioned for GPB Sales 
29 Dec 2022, 9:38 am by The White Law Group
FINRA orders Moloney Securities to pay Restitution for Unsuitable GPB Sales      According to a Letter of Acceptance Waiver and Consent on December 28, 2022, the Financial Industry Regulatory Authority (FINRA) has censured Moloney Securities Co. $60,000 and ordered the firm to pay partial restitution of $268,082.64, plus interest. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
D.C. Circuit Review – Reviewed: More Christmas in the D.C. Circuit … With a 2022 Update
25 Dec 2022, 2:14 am by Aaron L. Nielson
Kann Sons Co. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
Early Edition: December 23, 2022
23 Dec 2022, 4:38 am by Emma Snell
Leonnig report for the Washington Post. [read post]
Just Security - https://www.justsecurity.org/
Victims or Chumps? Tom Brady Lawsuits Raise Questions Over Celebrity Endorsements
19 Dec 2022, 6:00 am by jonathanturley
However, few of us would bet our life’s savings on his financial advice. [read post]
Jonathan Turley - https://jonathanturley.org/
Early Edition: December 19, 2022
19 Dec 2022, 3:59 am by Emma Snell
Javier Espinoza, Henry Foy and Simeon Kerr report for the Financial Times. [read post]
Just Security - https://www.justsecurity.org/
Friday Job Announcements
16 Dec 2022, 1:58 pm by Arianna Morseau
Washington, D.C. [read post]
Turtle Talk - https://turtletalk.blog/
“Effective Altruism”: Could SBF’s Parents Be the Key to a Plea?
15 Dec 2022, 6:00 am by jonathanturley
Jonathan Turley is an attorney and professor at George Washington University Law School. [read post]
Jonathan Turley - https://jonathanturley.org/