Search for: "In Re Securities and Exchange Commission"
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19 Apr 2011, 5:56 pm
Securities and Exchange Commission (SEC) to its custody and brochure rules for investment advisers. [read post]
16 Apr 2011, 11:43 am
The MFA strongly emphasized that the proposed 15-day period is simply inadequate for hedge fund managers to value illiquid securities. [read post]
13 Apr 2011, 6:05 am
The bond funds also are the subject of Securities and Exchange Commission probe, according to people familiar with the matter. [read post]
12 Apr 2011, 6:06 am
Securities and Exchange Commission. [read post]
11 Apr 2011, 1:00 pm
Article 2(2) further defines an extraditable offense to include an attempt or a conspiracy to commit, or participation in the commission of, an extraditable offense. [read post]
11 Apr 2011, 9:38 am
If re-elected, I would address these issues as follows: Petition the Supreme Court to decrease Bar dues. [read post]
11 Apr 2011, 5:00 am
Dodd-Frank put enormous pressure on the Securities and Exchange Commission to create dozens of new rules. [read post]
8 Apr 2011, 1:00 pm
Obtaining money, valuable securities or other property by false pretenses, or by threats of injury. 19. [read post]
7 Apr 2011, 12:00 pm
Securities and Exchange Commission rule that makes it easier for public company shareholders to nominate corporate directors faced tough scrutiny today from a three-judge panel at the U.S. [read post]
7 Apr 2011, 11:28 am
Kluger also worked at an unidentified law firm in New Jersey at some point during that period, according to a related civil lawsuit filed against him by the Securities and Exchange Commission on Wednesday. [read post]
5 Apr 2011, 9:00 am
Upon entry into force, this Treaty will supersede the Extradition Treaty between the United States of America and Great Britain, signed at London December 22, 1931, and continued in force between the United States and The Bahamas by an exchange of notes done at Nassau and Washington March 7, June 19 and August 17, 1978. [read post]
5 Apr 2011, 8:12 am
” Similarly, Securities and Exchange Commission spokesman John Nester said, “We’re pleased our views factored in the decision. [read post]
4 Apr 2011, 1:15 pm
Form 10-K Annual Report For the Fiscal Year Ended December 31, 2010, which was filed with the Securities and Exchange Commission on February 28, 2011: As of December 31, 2010, approximately 1,295 cases, which include approximately 1,675 plaintiff groups, had been filed and were pending against [Merck & Co., Inc.] in either federal or state court.... [read post]
3 Apr 2011, 9:48 pm
” In regulatory papers filed with the Securities and Exchange Commission (SEC) last Friday Transocean noted "the tragic loss of life" in the Gulf when the rig operated by BP PLC exploded last April. [read post]
29 Mar 2011, 2:35 pm
The Securities and Exchange Commission charged a U.S. [read post]
28 Mar 2011, 7:02 pm
Trustee Want Chapter 11 Trustee for West End Financial The Securities and Exchange Commission and the U.S. [read post]
28 Mar 2011, 1:57 pm
Form 10-K Annual Report For the Fiscal Year Ended December 31, 2010, which was filed with the Securities and Exchange Commission on February 28, 2011: Beginning in May 2007, a number of complaints were filed in various jurisdictions asserting claims against the Company’s subsidiaries Organon USA, Inc., Organon Pharmaceuticals USA, Inc., Organon International (collectively, “Organon”), and Schering-Plough arising from Organon’s marketing and sale of… [read post]
28 Mar 2011, 5:57 am
In the future, these calculations of our marketing value may become routine parts of the info exchanged about people through the media system. [read post]
28 Mar 2011, 12:00 am
The report's proposals ultimately failed in the United Nations Security Council, being deemed unsatisfactory to both U.S. and Soviet interests, and the Cold War nuclear arms race was on. [read post]
25 Mar 2011, 8:00 am
Ferrer commended the investigative efforts of the FBI and the cooperative efforts of the Miami Regional Office and the Washington DC Office of the Securities and Exchange Commission. [read post]
