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12 Jun 2022, 2:20 pm
I had occasion to re-consider all of this over the weekend, after I read an article in Saturday’s Wall Street Journal that the SEC is investigating Goldman Sachs’s asset-management arm over its funds that aim to invest based on environmental, social and governance standards. [read post]
11 Jun 2022, 12:47 pm
Lehman Brothers owned trademark rights in connection with its name, including a number of federal trademark registrations for the standard character mark LEHMAN BROTHERS. [read post]
10 Jun 2022, 7:08 am
Following consideration of any responses, the BoE will submit the proposed technical standards to HM Treasury for approval. [read post]
10 Jun 2022, 6:06 am
Israel has established over 280 settlements in the West Bank since 1967. [read post]
9 Jun 2022, 10:58 am
This is determined by comparing actual treatment to the medical standard of care (i.e., the reasonable level of care that a competent and/or skilled healthcare professional is expected to provide). [read post]
9 Jun 2022, 10:06 am
Kevin Hern (R-OK) and RSC Chairman Jim Banks (R-IN), and prescribes several pro-growth tax reforms that would simplify the tax code and encourage business investment. [read post]
9 Jun 2022, 9:01 am
A stablecoin issuer must also obtain an annual attestation report by an independent CPA licensed in the United States and applying the attestation standards of the AICPA, attesting to management’s assertions concerning the effectiveness of the internal controls, structure, and procedures for compliance with the requirements described above. [read post]
9 Jun 2022, 8:37 am
On 8 June 2022, the European Banking Authority (EBA) launched a public consultation on draft regulatory technical standards (RTS) on the identification of a group of connected clients (GCC). [read post]
9 Jun 2022, 1:35 am
The standard of living enjoyed by the family before the breakdown of the marriage. [read post]
8 Jun 2022, 6:17 am
” The Lummis-Gillibrand bill would require customer property to be held by a licensed, chartered, or registered entity regulated by the CFTC, the SEC, federal or state bank regulators, or an appropriate foreign bank authority. [read post]
7 Jun 2022, 9:05 pm
” ENDNOTES [1] The Enhancement and Standardization of Climate-Related Disclosures for Investors, Securities Act Release No. 33-11042, 87 Fed. [read post]
7 Jun 2022, 10:32 am
Jim Banks, seeking to bar him from the Republican primary ballot for his Indiana district. [read post]
7 Jun 2022, 7:37 am
Key Takeaways The digital world moves quickly, making it more difficult to use standard extraterritorial procedures to effectively enforce securities and other laws. [read post]
7 Jun 2022, 6:31 am
LoPucki is Security Pacific Bank Distinguished Professor of Law at the UCLA Law School. [read post]
7 Jun 2022, 6:31 am
LoPucki is Security Pacific Bank Distinguished Professor of Law at the UCLA Law School. [read post]
7 Jun 2022, 12:36 am
Bank of Kansas City, 40 F.3d 264, 267 (8th Cir. 1994), quoting Kerns v. [read post]
6 Jun 2022, 4:27 pm
Hsu believes these standards are underdeveloped given the size, scope, and ambitions of the industry. [read post]
6 Jun 2022, 11:30 am
Inter-American Development Bank asked the district court to stop the bank from leveling sanctions against them for violating internal procedures. [read post]
6 Jun 2022, 7:06 am
In 2020, the U.S. [read post]
6 Jun 2022, 6:18 am
Should the CFTC consider scenario analysis and stress testing standards beyond those presented by the Network for Greening the Financial System and/or the Financial Stability Board? [read post]