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27 Jun 2016, 7:32 pm
” The court also noted a blog post from one of the Wall Street Journal’s blogs that Latham & Watkins had been a clear loser on the deal regardless of who won the litigation. [read post]
28 Aug 2020, 3:00 am
Black, Latino Lobbyists Bristle at Progressives Pushing Corporate K Street Ban on Biden The Hill – Alex Gangitano | Published: 8/25/2020 A battle is brewing on K Street over an effort by progressives to ensure a Biden administration is devoid of any former Wall Street executives or corporate lobbyists. [read post]
14 Feb 2012, 12:39 pm
As discussed here, a February 3, 2012 New York Times article by Edward Wyatt reported that over the last decade there have been "nearly 350 instances where the [SEC] has given big Wall Street institutions and other financial companies a pass on … sanctions. [read post]
20 May 2008, 6:43 pm
A June 1, 2008 article in Corporate Counsel entitled “Wipeout! [read post]
9 Aug 2023, 9:05 pm
To understand how the introduction of EDGAR affected public discussion of CEO pay, we first investigate the media coverage of executive compensation by major business-news outlets (Wall Street Journal, New York Times, Financial Times, and USA Today). [read post]
24 Aug 2018, 8:55 am
In May of 2013, Todd Newman and Anthony Chiasson were convicted in Federal District Court for the Southern District of New York (with jurisdiction over Wall Street) of conspiracy to commit insider trading and insider trading. [read post]
Kaiser Wahab to Speak on PPM's in Film on an Institute for International Film Financing (IIFF) Panel
19 Dec 2006, 8:24 am
We are delighted to again welcome real-world financiers among our guests for the evening! [read post]
5 Dec 2017, 1:53 pm
These and other publicly disclosed expenditures make clear that corporate officers and directors need to reassess their investment in compliance both to strengthen the effectiveness of their efforts and to plan to deal with the financial, legal, operational and other costs of investigating and defending potential charges. [read post]
5 Apr 2016, 12:31 pm
The Wall Street Journal reports that Indonesia’s actions come “as worsening relations in the disputed South China Sea drive rival states to take tougher action to defend their maritime sovereignty. [read post]
11 Apr 2011, 8:47 am
On March 29, 2011, the Federal Deposit Insurance Corporation (the “FDIC”) and the Board of Governors of the Federal Reserve System (the “Fed”) jointly released a notice of proposed rulemaking (“NPR”) proposing rules relating to the resolution plan (also known as the “living will”) and credit exposure report requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “DFA”). [read post]
15 Jun 2023, 2:41 am
Cloud report for the Wall Street Journal. [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Sunday, March 8, 2020 Tags: Broker-dealers, Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, Investment advisers, Investor protection, Proxy voting, SEC, Securities regulation, Sustainability Pervasive Threat of Business Email Compromise Fraud Posted by Jennifer Archie and Serrin Turner, Latham & Watkins LLP, on Monday, March 9, 2020 … [read post]
4 Apr 2012, 2:57 am
My commentary on this decision… There are no doubt going to be those that will find this decision a blow to the “punish-Wall-Street-for-fraud” movement. [read post]
15 Sep 2011, 8:44 am
As also discussed here, another article in the Wall Street Journal reported that the SEC's Inspector General is preparing several reports (expected later this month), including one concerning the document destruction issues. [read post]
21 Sep 2020, 6:08 am
Even Wall Street firms, usually not known for being cozy with each other, come together to better protect themselves against cyber risks, for example, through sectorwide exercises or joint initiatives such as the Financial Systemic Analysis & Resilience Center. [read post]
27 Mar 2013, 1:12 am
At least according to a March 25, 2013 Wall Street Journal article entitled “Fund Directors Are Feeling the Heat” (here), mutual fund directors are attracting attention once again. [read post]
3 Jun 2009, 7:38 am
The Wall Street Journal discussed the number of bank failures that could occur from application of those tests. [read post]
23 Apr 2021, 4:00 am
The list includes multiple Wall Street billionaires and investors, a Facebook co-founder, a shipping magnate, and the heir to a family fortune dating back to the Gilded Age. [read post]
9 Jun 2018, 11:15 am
In 2013, my research on CERT showed it to be a California corporation, EIN: 42-1571530, founded in 2003, with a business address at 401 E. [read post]
7 Apr 2010, 2:17 pm
If every Wall Street bank thinks Rog Cohen is their guy, why shouldn't he be? [read post]
