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7 Jun 2023, 7:36 am
Named for long-time Harvard Law School professor Frank Sander, the Frank E.A. [read post]
26 Oct 2008, 4:06 pm
Barney Frank (D-MA) as "Uncle Barney Frank"? [read post]
14 Oct 2009, 9:07 am
Then he asked Frank for help and Frank in turn asked me. [read post]
21 Jul 2010, 4:24 pm
Title VII of H.R. 4173, the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank"), substantially alters the regulation of over-the-counter ("OTC") derivatives markets. [read post]
26 Jun 2011, 3:28 pm
The SEC has yet to propose rules under Section 953(b) since Dodd-Frank set no deadline for SEC rulemaking. [read post]
8 Jul 2021, 5:40 pm
” Courtesy of the Library of Congress LC-USZC4-13015) Frank S. [read post]
24 Jul 2011, 6:23 pm
Investment advisers transacting business in the District of Columbia on or after July 21, 2011, the date the private fund adviser provisions of the Dodd-Frank Act took effect, must abide by the following procedures:* Advisers with less than $100 million in assets under management must license with the D.C. [read post]
21 Oct 2020, 4:55 pm
Frank's attorney, Erik Aanestad, attempted to have Frank sign the new living trust documents the day after Frank was sent home under hospice care. [read post]
23 Jul 2011, 11:49 am
Obviously, the CFTC and the SEC must lead the examinations within their respective jurisdictions as provided for by Section 807(d) of Dodd-Frank. [read post]
27 Dec 2008, 11:38 am
Officers did not violate Franks where they did not know of the CI's firearms arrest until after the search warrant was applied for. [read post]
25 Jul 2011, 2:59 am
Until the Dodd-Frank Act was passed last year, these managers also were exempt from registration with the SEC because of the old Section 203(b)(3) exemption. [read post]
10 Sep 2010, 12:43 pm
Website | More Videos Here Felony Franks Chicago Hot Dog Song (Video Link) Felony Franks Opening (Video Link) [read post]
12 Nov 2007, 10:15 pm
Frank Partnoy First, many thanks to David for exhuming FIASCO. [read post]
23 Sep 2008, 5:53 pm
Luckily, Frank Crowley has a restaurant with breakfast served until 10:30. [read post]
20 Jul 2010, 12:35 pm
On July 15, 2010, the Senate approved the "Dodd-Frank Wall Street Reform and Consumer Protection Act" (the "Act"), previously passed by the House on June 30, 2010. [read post]
26 Jan 2011, 1:29 pm
” According to Professor Scott, the Dodd-Frank Act has not rectified the problem. [read post]
6 Aug 2022, 12:18 pm
Pix Credit here Frank S. [read post]
7 Feb 2018, 7:43 am
Frank & London Ins. [read post]
21 Nov 2009, 5:38 am
GPS UPDATE: Reader Frank Brown writes, "Please give an update on your new Garmin GPS. [read post]
14 Dec 2011, 4:47 pm
In his view, Dodd-Frank undermines these internal company programs by incentivizing whistleblowers to go directly to the SEC. [read post]
