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8 Nov 2022, 6:42 am by Unknown
By Anne Sherry, J.D.In supplemental comments on the SEC’s proposed climate-related disclosures, the U.S. [read post]
18 Mar 2016, 2:17 pm by John Jascob
By Anne Sherry, J.D.The CFTC's proposal to strengthen regulation of automated trading inspired vociferous debate, particularly on the requirements surrounding source code repositories. [read post]
15 Mar 2015, 6:05 am by Lawrence B. Ebert
Wed. 50th ann of first space walk. [read post]
10 Sep 2015, 8:29 am by John Jascob
By Anne Sherry, J.D.In light of the Ninth Circuit’s third rejection of their efforts to dismiss breach-of-duty claims, Amgen retirement plan fiduciaries asked the Supreme Court to grant certiorari. [read post]
28 Dec 2017, 7:10 am by Ilya Somin
That does not mean they will always avoid such influence; far from it. [read post]
10 Oct 2013, 9:15 pm
In the 1990s, this thesis again emerged when Anne-Marie Slaughter made a similar argument specifically in the context of post-Cold War international law. [read post]
31 Aug 2022, 7:22 am by John Jascob
By Anne Sherry, J.D.NASAA is asking the SEC to reject two proposed FINRA rule changes involving how firms carry out their supervisory responsibilities. [read post]
17 Jun 2022, 6:57 am by John Jascob
By Anne Sherry, J.D.The SEC is exploring whether certain “information providers” meet the definition of an investment adviser and thus are subject to the registration requirements and other regulations of the ’40 Acts. [read post]