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21 Apr 2011, 2:48 pm
Chairman Schapiro mentioned that the 500 Holder Rule has been liberalized over the years, including in 2007 through the adoption of Rule 12h-1(f) under the Exchange Act, which provides an exemption to the application of Section 12(g) for compensatory stock options. [read post]
20 Apr 2011, 7:38 pm by alexkorotkin
Nonpayment alone does not establish the requisite willfulness to support contempt. [read post]
20 Apr 2011, 3:23 am by Tomassi Law Associates
The FAA directive targeted planes with high numbers of takeoffs and landings and does not just apply to the 737-300, but also to the 737-400 and 737-500, which are older generations of the plane. [read post]
17 Apr 2011, 4:25 pm by Jeralyn
If the poker companies and payment processors, as alleged, misrepresented the nature of their business and disguised the nature of the funds being processed when they created the bank accounts, and continued the misrepresentation when running funds through the bank accounts, does it matter as to the wire fraud and bank fraud grounds whether internet poker is gambling and therefore illegal? [read post]
16 Apr 2011, 11:43 am by James Hamilton
While supporting the joint SEC-CFTC proposal to collect information from registered private fund managers and commodity trading advisors through periodic, confidential reports on Form PF, the hedge fund industry asked that the threshold for enhanced reporting for large managers be increased from $1 billion to $5 billion of hedge fund assets under management. [read post]
10 Apr 2011, 10:00 pm by David Hart QC
Contrast the same farmer, who runs his business through a company, and does not live in a farmhouse on the farm. [read post]
8 Apr 2011, 2:55 pm by James Hamilton
While the $10 million threshold has been incrementally increased over the years from the $1 million level initially set in 1964, the 500 shareholder of record requirement has never been updated. [read post]
8 Apr 2011, 6:00 am by Christopher G. Hill
Here are ten of the most attractive tax breaks to support green building: 1. [read post]
6 Apr 2011, 1:41 pm by LindaMBeale
Claims to "create nearly 1 million new private -sector jobs next year" and 2.5 million in 10 years from now; to "spur economic growth", and to "unleash prosperity and economic security" with "higher wages" and more income per family note that this disregards the fact that it will result in the loss [read post]
5 Apr 2011, 5:09 am
Second, in exchange for those liens, the First and Second Lien Term Lenders disbursed $500 million in funds to TOUSA, the parent.  [read post]
5 Apr 2011, 5:09 am
 Second, in exchange for those liens, the First and Second Lien Term Lenders disbursed $500 million in funds to TOUSA, the parent. [read post]
4 Apr 2011, 9:01 pm
Kevin Haroff, a leading environmental attorney in private practice in California (whose caseload does not include companies currently seeking to hydrofrack but who has, in his career, represented oil and gas companies), explained that sound science these days generally means "probablistic risk assessment" or PRA: A regulator or regulated entity attempts to imagine everything that can go wrong, does its best to assign a probability and severity to that risk, and then plan… [read post]
4 Apr 2011, 10:05 am by velvel
She began by saying she represents roughly 500 victims, some of whom began investing with Madoff in the 1960s and some in the 1980s. [read post]
3 Apr 2011, 5:57 am by Lawrence B. Ebert
The Labor Dept. reported on Friday, April 1 +216,000 jobs. [read post]
29 Mar 2011, 1:52 pm by WIMS
    The groups said, with nearly 500 U.S. power plants still relying on the "antiquated and destructive, once-through cooling system," each plant can withdraw at least 50 million (and often, more than a billion) gallons of cooling water. [read post]