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8 Oct 2013, 6:35 am
The final policy encourages “banks, thrifts, credit unions, and other financial services companies to innovate by proposing and conducting [trial disclosure] programs. [read post]
8 Oct 2013, 5:00 am
Section 113 gives the FSOC the power to designate a non-bank firm as a “systemically important financial institution”. [read post]
3 Oct 2013, 6:22 am
In the United States, the Dodd-Frank Act, reflecting the same G-20 commitments, requires the SEC, CFTC and banking regulators to adopt initial and variation margin requirements for swap dealers and major swap participants (“MSPs”) under their supervision. [1] The U.S. regulators have proposed rules to implement these requirements (the “U.S. [read post]
2 Oct 2013, 11:59 am
In Koch the petitioner sought to obtain copies of the personal banking records of a person who was the attorney-in-fact for the decedent during the decedent's life-time. [read post]
1 Oct 2013, 9:18 pm
Contents include:John Linarelli, Introduction Gillian Brock, Theories of Global Justice Ernst Ulrich-Petersmann, Human Rights and International Economic Law Frank Garcia & Lindita Ciko, Theories of Justice and International Economic Law Chin Leng Lim, Regional Trade Agreements and the Poverty Agenda Paul Clements, Multilateral Development Banks and the International Monetary Fund Sarianna Lundan, Human Rights Issues in Multinational Value Chains Carlos Correa,… [read post]
30 Sep 2013, 1:52 am
In its verdict, “the jury simply made the Bank return what the Bank wrongfully took. [read post]
24 Sep 2013, 9:57 am
It offers Israel’s frank assessment of President Rouhani’s “charm offensive. [read post]
23 Sep 2013, 7:37 am
Washington Culverts Subproceeding — John Sledd, Mason Morisset, Fronda Woods Break-out Panel 2 — Intra-tribal Leadership Disputes and the Banks Who Love Them — Christine Swanick, Rob Rosette, James Burson Break-out Panel 3 — Update on Great Lakes Treaty Rights Politics and Litigation — Jim Schlender, Colette Routel, Charles Cleland Break-out Panel 4 — Federal Trust Land Acquisitions — Frank Pommersheim, Bryan Newland, Alex Skibine This was… [read post]
23 Sep 2013, 1:09 am
Among the many measures Congress included when it enacted the sweeping Dodd-Frank Act in 2010 was a provision directing the SEC to require companies to disclose the ratio of CEO compensation to median employee compensation. [read post]
22 Sep 2013, 9:46 pm
The Dodd-Frank Act, enacted in 2010, required the SEC to adopt rules to prohibit use of the Rule 506 exemptions under Regulation D for securities offerings in which certain “bad actors” are involved, whether or not general solicitation or general advertising are used in the offering. [read post]
22 Sep 2013, 8:35 pm
You will want to be aware of these changes before you launch a general solicitation campaign.In addition to the rules on general solicitation, the SEC adopted rules disqualifying securities offerings involving certain “bad actors” from reliance on the Rule 506 exemption (regardless of whether general solicitation or general advertisement are utilized), as mandated by Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
22 Sep 2013, 3:46 pm
The Dodd-Frank Act, enacted in 2010, required the SEC to adopt rules to prohibit use of the Rule 506 exemptions under Regulation D for securities offerings in which certain “bad actors” are involved, whether or not general solicitation or general advertising are used in the offering. [read post]
22 Sep 2013, 2:35 pm
In addition to the rules on general solicitation, the SEC adopted rules disqualifying securities offerings involving certain “bad actors” from reliance on the Rule 506 exemption (regardless of whether general solicitation or general advertisement are utilized), as mandated by Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
20 Sep 2013, 12:30 am
”The California legislature passed legislation that would aggressively regulate fracking in the state.A bitcoin trade group requested that the Federal Election Commission (FEC) permit virtual currency as campaign contributions.European legislators approved a law to put the largest banks under the European Central Bank’s direct scrutiny. [read post]
18 Sep 2013, 1:51 am
” Relying on authority given to the agency in the Dodd-Frank Act, the SEC is “paying visits to more than a dozen hedge fund managers registered with the S.E.C. to determine whether they are in compliance with American regulations. [read post]
17 Sep 2013, 9:30 pm
However, she argued that even Dodd-Frank does not succeed in forcing banks to retain risks in the long term. [read post]
16 Sep 2013, 9:49 am
National Australia Bank Ltd., 130 S. [read post]
16 Sep 2013, 4:00 am
Medical debt was the subject of testimony from another CFPB official at a recent Senate Banking Committee hearing. [read post]
12 Sep 2013, 8:20 am
The SEC announced charges and an emergency asset freeze against a Miami-based attorney and others in a prime bank investment scheme that promised exorbitant returns from a purported international trading program.Prime bank schemes lure investors to participate in a sham international investing opportunity with phony promises of exclusivity and enormous profits. [read post]
11 Sep 2013, 10:38 am
The brand name will likely still be used for the bank’s investment bank and retail brokerage services, though it will cease to exist as a separate entity. [read post]
