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8 Jun 2011, 12:37 pm
Banks large and small worked hard to see the interchange fee provisions of Dodd-Frank changed. [read post]
21 May 2012, 2:00 am
The Federal Reserve estimates this change will reduce industry gross revenues for banks and credit unions by more than $15 billion annually. [read post]
2 Oct 2021, 6:58 am
Posted by Gail Weinstein, Amber Banks (Meek), and Maxwell Yim, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, October 2, 2021 Editor's Note: Gail Weinstein is senior counsel, and Amber Banks (Meek) and Maxwell Yim are partners at Fried, Frank, Harris, Shriver & Jacobson LLP. [read post]
10 Oct 2011, 11:36 am
The Volcker Rule is considered Dodd-Frank’s answer to the Glass–Steagall Act, and was included in the Act as a way to limit the overlap between commercial and investment banking. [read post]
20 Sep 2010, 10:35 am
This date has been set for July 21, 2011 - one year from the date of enactment of the Dodd Frank Act. [read post]
16 Jun 2009, 5:39 am
Despite the crowded legislative agenda this summer, it has been reported that Chairman Frank could take up the proposal as early as the end of June, with a full vote on the floor of the House before the end of July.On the Senate side, Banking, Housing and Urban Affairs Chairman Christopher Dodd (D-CT) has indicated that his committee will move on financial regulatory overhaul legislation in the fall. [read post]
14 May 2022, 6:31 am
Yim, Randi Lally, Amber Banks (Meek), and David L. [read post]
14 May 2022, 6:31 am
Yim, Randi Lally, Amber Banks (Meek), and David L. [read post]
5 Aug 2007, 5:15 am
Senator Dodd, the Chair of the Senate Banking Committee, has signaled that he too many join the fray. [read post]
24 Jan 2011, 8:40 am
The Securities Industry and Financial Markets Association, which represents securities firms, banks and asset managers, does not like the report. [read post]
21 Feb 2018, 10:14 am
Supreme Court ruled today that employees who report violations of securities law to their supervisors or corporate compliance programs, but not to the Securities and Exchange Commission (SEC), are not protected from retaliation under the Dodd-Frank Act (DFA). [read post]
3 Apr 2014, 1:14 pm
The post Don’t be a Lannister appeared first on Frank Pipitone. [read post]
22 Sep 2017, 9:02 am
Somers will undermine the protections afforded whistleblowers in laws such as the Clean Air Act, the Federal Water Pollution Control Act, the Surface Mining Act, and the banking whistleblower laws. [read post]
22 Jul 2010, 1:52 pm
On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”). [read post]
22 Sep 2017, 9:02 am
Somers will undermine the protections afforded whistleblowers in laws such as the Clean Air Act, the Federal Water Pollution Control Act, the Surface Mining Act, and the banking whistleblower laws. [read post]
3 Apr 2014, 1:14 pm
The post Don’t be a Lannister appeared first on Frank Pipitone. [read post]
22 Aug 2012, 11:38 am
Under the now toddler age (2-year old) Dodd-Frank whistleblower program, the SEC finally granted an award. [read post]
18 Apr 2011, 11:25 am
Similar proposals are on the ballot at Wells Fargo (May 3), Bank of America (May 11), and JPMorgan Chase (May 17). [read post]
27 Jan 2023, 6:30 am
Bonnett, Wachtell, Lipton, Rosen & Katz, on Friday, January 20, 2023 Tags: Clawbacks, Dodd-Frank Wall Street Reform, Human capital, ISS, Proxy advisors, SEC Get boardroom ready: five ways to improve executive interactions with the board Posted by Maria Castañón Moats, Paul DeNicola, Catie Hall, PricewaterhouseCoopers LLP, on Saturday, January 21, 2023 Tags: Board meetings, Board of Directors, Cybersecurity, Esg governance, Executives, Management Amendments to Rule… [read post]
2 May 2013, 7:56 am
Santore admitted that he would give customers the false impression that he was working for a bank or lending institution. [read post]
