Search for: "The Regulatory Review"
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27 Jul 2010, 6:15 pm
ANNUAL REVIEW OF ADMINISTRATIVE LAW Foreword Jerry L. [read post]
15 Dec 2020, 6:50 am
., LL.M. and John Filar AtwoodIn 2020 the SEC and CFTC pursued aggressive regulatory agendas, often against stiff opposition, despite being hampered by the COVID-19 pandemic. [read post]
9 Dec 2011, 11:29 am
David Kleinberg receives his honor at the Daily Business Review’s Most Effective Lawyer Luncheon. [read post]
1 Dec 2009, 2:33 am
To view the entire Insurance & Reinsurance Review - December 2009, please click here.Solvent Schemes of Arrangement: The Scottish Lion Mauledby Peter FidlerFederal Insurance Regulatory Round-Up: Goals to Reform U.S. [read post]
27 Jan 2024, 9:04 pm
The Regulatory Review is pleased to share the following interview with Sarah Hammer. [read post]
7 Jun 2023, 10:30 am
*This post is part of a symposium on Modernizing Regulatory Review. [read post]
7 May 2010, 11:03 am
City of Goleta, 582 F.3d 996 (9th Cir. 2009) (en banc review ordered Mar. 12, 2010). [read post]
30 May 2023, 5:06 am
Review frequency. [read post]
8 Nov 2024, 6:49 am
“WEBINAR: 2024 Legal Ethics Year in Review” — Thursday, December 12, 2024 @ 1 PM ET “Join Holland & Knight and our colleagues with Adams and Reese for a free one-hour review of the most important developments of the last year (or so) in legal ethics and lawyering. [read post]
2 Nov 2009, 1:39 am
Cushing mentioned that some CTA firms will actually use a previous NFA audit as a kind of "stamp of approval" by the regulatory agency. [read post]
2 Jun 2008, 12:52 pm
Its current policy is to use an own initiative variation of permission where i) a firm is conducting its business in such a way it is judged necessary to enforce regulatory compliance or ii) where a firm refuses to address the FSA's concerns. [read post]
2 Aug 2009, 7:46 am
The ABA is about to undertake its first comprehensive review of the Model Rules of Professional Conduct since the Ethics 2000 Commission. [read post]
25 Jan 2017, 9:54 am
The Review discusses the key legal and regulatory developments that affected the retail industry last year. [read post]
23 Oct 2014, 2:53 pm
The Independent Regulatory Review Commission (IRRC) approved an increase of the state’s biennial lobbyist registration fee from $200 to $300. [read post]
11 Apr 2017, 9:19 pm
Opponents of the Regulatory Accountability Act says the current food safety rules would not have survived “never-ending reviews and layers upon layers of wasteful Congressional and judicial red tape. [read post]
22 Apr 2021, 10:00 pm
Pursuant to FINRA Regulatory Notice 21-16 that was issued on April 21, 2021, FINRA has observed certain practices that could subject firms to disciplinary action concerning predispute arbitration provisions in customer agreements. [read post]
22 Apr 2021, 10:00 pm
Pursuant to FINRA Regulatory Notice 21-16 that was issued on April 21, 2021, FINRA has observed certain practices that could subject firms to disciplinary action concerning predispute arbitration provisions in customer agreements. [read post]
22 Apr 2021, 10:00 pm
Pursuant to FINRA Regulatory Notice 21-16 that was issued on April 21, 2021, FINRA has observed certain practices that could subject firms to disciplinary action concerning predispute arbitration provisions in customer agreements. [read post]
22 Apr 2021, 10:00 pm
Pursuant to FINRA Regulatory Notice 21-16 that was issued on April 21, 2021, FINRA has observed certain practices that could subject firms to disciplinary action concerning predispute arbitration provisions in customer agreements. [read post]
22 Apr 2021, 10:00 pm
Pursuant to FINRA Regulatory Notice 21-16 that was issued on April 21, 2021, FINRA has observed certain practices that could subject firms to disciplinary action concerning predispute arbitration provisions in customer agreements. [read post]
