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28 Dec 2011, 6:56 am by James Hamilton
First, PCAOB Rule 7103(c) allows a broker or dealer, under certain circumstances, to petition for correction of its share of the accounting support fee. [read post]
27 Dec 2011, 12:00 am by RegBlog
  “FDA Approves New Hepatitis C Drugs” by Angela Herrington (June 9)The Food and Drug Administration (FDA) last month approved Merck’s hepatitis C drug, Victrelis. [read post]
21 Dec 2011, 3:35 pm
And this is where Frank Tipler's book referenced above proved most interesting. [read post]
21 Dec 2011, 1:54 pm by Matt Bodie
 On Sarbanes-Oxley, on Dodd-Frank -- you all are conservative! [read post]
20 Dec 2011, 9:04 pm
¶33 In this case, similar to James, Frank, and Norris, there were four passengers and several bags in the vehicle. [read post]
20 Dec 2011, 3:45 pm by Steve Bainbridge
In an as yet unpublished paper that's nevertheless making the rounds, Columbia law professor John C. [read post]
20 Dec 2011, 8:45 am by Ken Shigley
(The following President’s column appeared in the December 2011 issue of the Georgia Bar Journal.) [read post]
18 Dec 2011, 4:47 pm by Alexander J. Davie
Previously, I posted a summary of the status of state investment advisor registration requirements for private fund managers in the Northeastin wake of adoption of the Dodd-Frank Act. [read post]
16 Dec 2011, 4:45 pm by James Hamilton
According to the IRS, the parallel language suggests that Congress was attempting to harmonize the category of swaps excluded under Section 1601 with swaps that qualify as notional principal contracts under § 1.446-3(c), rather than with the contracts defined as swaps under Section 721 of Dodd-Frank. [read post]
16 Dec 2011, 7:57 am by Marcia Narine
Learning what Sarbanes-Oxley or Dodd-Frank says without understanding what it means in practice is useless. [read post]
15 Dec 2011, 10:31 am by CPC Francisco Gamez Ponce
CONSIDERACIONES PARA EL CIERRE DEL EJERCICIO FISCAL Autor: Frank Gámez A manera de recordatorio se presentan algunas anotaciones a considerar en las empresas en estas fechas de cierre de ejercicio fiscal • Cálculo y pago de Aguinaldo Los patrones tienen de plazo hasta el 20 de Diciembre para pagar a sus empleados el aguinaldo anual. [...] [read post]
15 Dec 2011, 4:22 am by Dianne Saxe
Here is the application, in PDF and text: NOTICE OF APPLICATION FOR LEAVE TO APPEAL (ELLEN SMITH, APPLICANT) (Pursuant to Section 40 of the Supreme Court Act and Rule 25 of the Rules of the Supreme Court of Canada) APPLICANT (Respondent) RESPONDENT (Appellant) TAKE NOTICE that Ellen Smith hereby applies for leave to appeal to the Court, pursuant to sections 40 and 43 of the Supreme Court Act, R.S.C. 1985, c. [read post]
15 Dec 2011, 12:22 am by Kevin LaCroix
 Which of these trends could affect a company's compliance obligations in a post-Dodd-Frank world? [read post]
13 Dec 2011, 8:39 am by Jon Sherman, Voting Rights Project
And, in some cases, it takes (A) ID and/or money to (B) get the ID required to (C) get the ID you actually need to vote. [read post]
12 Dec 2011, 2:46 am by Chris Castle
The “Report of the Special Rapporteur on the promotion and protection of the right to freedom of opinion and expression, Frank La Rue” will no doubt get much play by the anti-copyright crowd in coming days. [read post]