Search for: "In Re Securities and Exchange Commission"
Results 2361 - 2380
of 2,834
Sort by Relevance
|
Sort by Date
17 Jun 2010, 9:28 pm
Attorney's Office, the Virginia Attorney General, the Virginia State Corporation Commission, and investigatory and regulatory agencies announced a regional Financial and Securities Task Force focused on financial fraud. [read post]
15 Jun 2010, 5:58 pm
Pittman, re-published on Ethics.org, explained how Sarbanes-Oxley broadly expanded the scope of unacceptable corporate behavior under securities laws: Of the five elements of the Commission's code, the only one that is specific to public companies relates to accuracy and timeliness of disclosure in public filings and other public communications. [read post]
13 Jun 2010, 11:01 pm
And it is clear that regulators like the Securities and Exchange Commission, an agency staffed primarily with lawyers, are not well positioned to monitor the arcane trading strategies that helped produce the crisis. [read post]
12 Jun 2010, 6:24 am
Cette entreprise cotée à New York (voir ici rapport présenté devant la Securities Exchange Commission), Francfort et Toronto a pu réactiver une concession qui avaient été octroyée par le Panama par un contrat-loi en 1997 (Ley 9 de 1997) mais qui était restée sous-appliquée en raison des bas prix de minéraux dans le marché. [read post]
9 Jun 2010, 12:57 pm
Both bills contain provisions that affirm the authority of the Securities and Exchange Commission to adopt a proxy access rule. [read post]
8 Jun 2010, 7:15 am
" Goldman was recently sued by the Securities and Exchange Commission for fraud in marketing and selling a collateralized debt obligation known as Abacus. [read post]
7 Jun 2010, 12:52 pm
Americans have come to regard fixed-rate loans “as part of their civil rights,” says Susan Woodward, a former chief economist for the Department of Housing and Urban Development and the Securities and Exchange Commission. [read post]
7 Jun 2010, 11:54 am
In July 2009, the Securities and Exchange Commission (SEC) filed fraud charges against the Tustin, California, lender Medical Capital Holdings in connection to private placements that the company issued to more than 20,000 investors nationwide. [read post]
7 Jun 2010, 10:00 am
Some of these have turned out to include policies that don’t exist, and it’s unclear whether they’re supposed to be overseen by state insurance regulators or the Securities & Exchange Commission. [read post]
4 Jun 2010, 7:31 am
Members of Congress are under growing political pressure as the election approaches, and anti-bank sentiment has been worsened by recent disclosures about the industry, including the Securities and Exchange Commission’s civil lawsuit against Goldman Sachs. [read post]
2 Jun 2010, 7:23 pm
These are people who agree to use their personal account to receive funds and wire them out of the country in exchange for a commission. [read post]
2 Jun 2010, 7:06 am
The board, which the Securities and Exchange Commission would establish and oversee, would handle “structured deals”—bonds backed by income streams from assets such as mortgages, auto loans and credit-card payments. [read post]
1 Jun 2010, 5:10 am
NY Congressman Anthony Weiner Updated at 7:22 PM Eastern Fraud Discovery Institute co-founder Barry Minkow released a 120 page open letter (including exhibits) to Securities and Exchange Commission Chairperson Mary Schapiro and Federal Trade Commission Chairman Jon Leibowitz, detailing a point by point rebuttal of every single allegation contained in New York Congressman Anthony Weiner's recent report alleging fraud,… [read post]
29 May 2010, 6:15 am
They are not only good in issues of litigation such as when you are being investigated for securities fraud by the Security and Exchange Commission or when a customer charges against you for product liability. [read post]
25 May 2010, 11:34 pm
Patrick Byrne intoxicated after drinking too much alcohol Amidst an ongoing Securities and Exchange Commission investigation into financial reporting violations by Overstock.com (NASDAQ: OSTK), CEO Patrick Byrne's 100% controlled High Plains Investments LLC dumped 140,000 company shares and collected over $3 million in proceeds during the last several days, according to SEC filings. [read post]
25 May 2010, 6:20 am
These are the laws that set out the entire framework of federal securities regulation, including establishing the Securities Exchange Commission says California Business Attorney Steven C. [read post]
24 May 2010, 5:26 am
In fairness, the IRS ought to win a case from time to time, given that they’re usually the party making the decision to settle or litigate. [read post]
18 May 2010, 1:38 pm
The Securities and Exchange Commission (SEC) brought civil fraud charges against Goldman in what may turn out to be one of the biggest cases in securities law. [read post]
17 May 2010, 6:45 am
Docx parent company, Lender Processing Services, said in a filing with the Securities and Exchange Commission that its subsidiary made an “error in the notarization of certain documents, some of which were used in foreclosure proceedings across the country. [read post]
16 May 2010, 5:47 pm
They're saying we need to restrict our rights under the Constitution to defeat the terrorists. [read post]
