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1 Feb 2008, 10:00 am
While the plaintiff also asserted that a claim under section 14(a) of the Exchange Act does away with the demand requirement, the court quickly dismissed this argument as the plaintiff relied on a case from the Southern District of New York that has never been followed.The complaint and the trial court's opinion can be found at the DU corporate governance website. [read post]
19 May 2023, 6:30 am
Levin, The Activist Investor, on Thursday, May 18, 2023 Tags: activist investors, Proxy contests, Proxy voting, Shareholder activism, Shareholder elections, Universal Proxy The Emergence of Welfarist Corporate Governance Posted by Marcel Kahan and Edward Rock (New York University), on Thursday, May 18, 2023 Tags: Asset Managers, Corporate governance, Shareholder primacy, social interests, stakeholder capitalism, Stakeholders, welfarism [read post]
13 Jun 2011, 12:58 pm
New York Stock Exchange ticker symbols are AAN and AANA. [read post]
1 Dec 2021, 9:33 am
Aegis Capital Corp. is a FINRA (Financial Industry Regulatory Authority) registered broker-dealer and investment adviser firm with headquarters in New York City. [read post]
8 Feb 2011, 6:36 am
Soon ABB intends to acquire the remaining Baldor shares at which time ABB will delist Baldor from the New York Stock Exchange. [read post]
21 Mar 2011, 5:00 am
That’s small dollars for a lawyer who presumably was making at $160,000 as an associate in a big new York City law firm. [read post]
14 May 2017, 2:43 pm
Tidewater received notice from the New York Stock Exchange in April that it is at risk of being delisted before the end of the year because its average stock price sat below $1.00 per share for too long. [read post]
31 Jul 2012, 5:27 pm
Engler, through PCO, solicited investments from investors worldwide by promising significant investment returns through 'conservative' day trading of securities on the New York Stock Exchange. [read post]
7 Jul 2012, 12:29 pm
(See also Willy Forbath’s recent Op-Ed entitled “Workingman’s Constitution” in The New York Times). [read post]
29 Mar 2010, 9:30 am
District Court for the Southern District of New York over his alleged role in a multi-million dollar offering fraud in which he touted his psychic ability to predict stock market movements (SEC v. [read post]
19 May 2023, 6:30 am
Levin, The Activist Investor, on Thursday, May 18, 2023 Tags: activist investors, Proxy contests, Proxy voting, Shareholder activism, Shareholder elections, Universal Proxy The Emergence of Welfarist Corporate Governance Posted by Marcel Kahan and Edward Rock (New York University), on Thursday, May 18, 2023 Tags: Asset Managers, Corporate governance, Shareholder primacy, social interests, stakeholder capitalism, Stakeholders, welfarism [read post]
21 Mar 2011, 5:00 am
That’s small dollars for a lawyer who presumably was making at $160,000 as an associate in a big new York City law firm. [read post]
5 Jun 2012, 1:20 pm
Kluger was employed at the New York law firms of Cravath, Swaine & Moore and Skadden Arps Slate Meagher & Flom, but ceased doing due to fear of being detected. [read post]
4 Dec 2009, 9:06 am
Raphael Grunfeld is a partner at Carter Ledyard & Milburn in New York. [read post]
19 Feb 2021, 9:05 pm
In an article in the New York Law Journal, Ernest Edward Badway of Fox Rothschild LLP considers the potential effect of the bill on insider trading law. [read post]
9 May 2017, 4:00 am
Being traded on the New York Stock Exchange is not an indicator of legitimacy either. [read post]
31 Oct 2023, 4:30 am
Southwest Airlines, which still has the New York Stock Exchange (NYSE) ticker symbol “LUV,” was accused in the 1980s of discriminating against men in favor of attractive female flight attendants and ticket agents to “personify the airline’s sexy image and fulfill its public promise to take passengers skyward with ‘love. [read post]
13 Jul 2010, 9:20 am
The Resultsandnbsp; Fines and Disciplinary Actions FINRA fined firms and individuals approximately $50 million in 2009, almost twice as much as in 2008 (approximately $28 million).andnbsp; While that increase is noteworthy, FINRAandrsquo;s fines in 2009 were still significantly smaller than the fines obtained by FINRA and its predecessors (NASD and the New York Stock Exchange) in 2005, 2006, and 2007 ($184 million, $111 million, and $77 million,… [read post]
13 Jul 2017, 7:00 am
A report by the New York Stock Exchange Governance Services surveyed 276 directors and officers of public companies to determine how the growing presence of cybersecurity threats has had an impact on their M&A due diligence process. [read post]
17 Aug 2017, 7:36 am
Gasco had been traded publicly, but was delisted from the New York Stock Exchange, recapitalized and taken private that year. [read post]
