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13 Dec 2010, 9:10 am
Critics have called these banks the “derivatives dealers club,” and they warn that the club is unlikely to give up ground easily. ***** For many, there is no central exchange, like the New York Stock Exchange or Nasdaq, where the prices of derivatives are listed. [read post]
12 Dec 2010, 11:44 pm
” After the stock market closed on Friday on November 19, 2010, Green Mountain disclosed three new overstatements totaling $3.2 million pre-tax income and one new understatement of $0.7 million in pre-tax income, making a total overstatement of $10.1 million in pre-tax income. [read post]
7 Dec 2010, 6:55 am
The advertisement does not need to be filed with the South Dakota Securities Division.* The broker-dealer/agent rules added a rule prohibiting senior-specific certifications or designations, added a rule for "business brokers," slightly modified the agent exam requirement and substituted the term "FINRA" for "NASD" to reflect the current name of that organization that combines the former NASD and New York Stock Exchange.* The… [read post]
6 Dec 2010, 12:13 am
In addition to the new suit against China Education Alliance, the same firm also filed a separate lawsuit in the Southern District of New York last week against Mecox Lane Limited, a Chinese company that just completed its U.S. debut in an IPO on Nasdaq in October 2010. [read post]
4 Dec 2010, 11:32 am
The shares were listed on the SWX Swiss Exchange in Switzerland and as American Depositary Shares (ADSs) on the New York Stock Exchange. [read post]
4 Dec 2010, 5:00 am
Plaintiffs characterized the class as including investors who purchased Alstom securities (1) in the form of American depository receipts on the New York Stock Exchange (“NYSE”); (2) directly from Alstom; and (3) on the Premier Marche of Euronext Paris, a foreign stock exchange. [read post]
29 Nov 2010, 10:21 pm
New York Stock Exchange, Inc., 13 N.Y.3d 599, 895 N.Y.S.2d 279, 922 N.E.2d 865 (2009). [read post]
24 Nov 2010, 6:00 am
The new vacancies can be filled with the very directors who just lost the proxy contest. [read post]
23 Nov 2010, 7:55 am
The verdict restored over $100 million of lost value to the Firm's client, a New York Stock Exchange REIT. [read post]
22 Nov 2010, 5:38 pm
In the summer of 1869 he was in New York, sleeping in a basement below Wall Street. [read post]
22 Nov 2010, 5:38 pm
In the summer of 1869 he was in New York, sleeping in a basement below Wall Street. [read post]
19 Nov 2010, 12:34 pm
District Court, Southern District of New York (Manhattan). [read post]
19 Nov 2010, 12:30 pm
District Court, Eastern District of New York (Brooklyn). [read post]
16 Nov 2010, 6:06 pm
However, if the price of a stock is $15.67 in New York and $15.68 in London one moment, but jumps to $15.70 and then $15.69 a tenth of a second later, no human could react quickly enough to buy the stock in New York and sell it in London before the prices reversed. [read post]
16 Nov 2010, 6:05 pm
However, if the price of a stock is $15.67 in New York and $15.68 in London one moment, but jumps to $15.70 and then $15.69 a tenth of a second later, no human could react quickly enough to buy the stock in New York and sell it in London before the prices reversed. [read post]
16 Nov 2010, 8:44 am
The city funds are comprised of the New York City Employees’ Retirement System, the Teachers’ Retirement System, the New York City Police Pension Fund, the New York City Fire Department Pension Fund, and the Board of Education Retirement System. [read post]
15 Nov 2010, 5:00 am
SocGen did not, however, move to dismiss the claims from UFCW, who purchased ADRs in New York on the OTC. [read post]
14 Nov 2010, 4:03 pm
In 2009 both the New York Stock Exchange and the NASDAQ demanded that companies should have a majority of independent directors. [read post]
11 Nov 2010, 8:41 am
"The investors also point out that the New York Stock Exchange's Commission on Corporate Governance, the United Kingdom's Financial Reporting Council, and the International Corporate Governance Network all have recognized the importance of ESG considerations.The ESG investors signing the letter included Jonas Kron, vice president and deputy director of ESG research and shareholder advocacy at Trillium Asset Management; Adam Kanzer, managing director… [read post]
10 Nov 2010, 7:35 am
According to the Deutsche Börse Group (the group that runs the main stock exchange for Germany, the Frankfurt Stock Exchange, which is the equivalent to the New York Stock Exchange in America) 73% of German companies own property while only 25% of companies own property in the US. [read post]
