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14 Feb 2023, 7:02 am by Zamansky LLC
Some of the firm’s largest institutional investors (as of early 2023) include SSgA Funds Management, Inc. (7.14 percent), The Vanguard Group, Inc. (6.34 percent), BlackRock Fund Advisors (3.54 percent), Wellington Management Co. [read post]
14 Feb 2023, 6:31 am
Say-on-Pay: Investor voting decision data was collected from public filings, including N-PX released in August 2022, for companies in the S&P 500 and Russell 3000 for the big three asset managers (a.k.a “Big 3”), BlackRock, Inc., Vanguard Group, State Street Global Advisors. [read post]
14 Feb 2023, 6:31 am
Say-on-Pay: Investor voting decision data was collected from public filings, including N-PX released in August 2022, for companies in the S&P 500 and Russell 3000 for the big three asset managers (a.k.a “Big 3”), BlackRock, Inc., Vanguard Group, State Street Global Advisors. [read post]
13 Feb 2023, 7:28 am by Unknown
According to Conwell, his first fund raised money from a diverse group of investors via Rule 506(c) of Regulation D and a social media campaign (Rule 506(c) allows for general solicitation in some instances). [read post]
13 Feb 2023, 5:59 am by Kevin LaCroix
[i] The P3 Health Group litigation was commenced by a minority owner of P3 Health Group Holdings, LLC (“P3”), Hudson Vegas Investments, LLC (“Hudson”), which challenged P3’s de-SPAC merger. [read post]
2 Feb 2023, 12:22 pm by anne
In connection with these losses, Easterday also defrauded derivatives exchange the CME Group Inc., by submitting false paperwork, thereby exempting Easterday Ranches from certain position limits in live cattle futures contracts. [read post]
2 Feb 2023, 6:30 am
In addition, the court dismissed fiduciary duty claims against the buyers, Elon Musk and his affiliates, holding that they did not constitute a control group where Musk individually owned less than 10% of the company’s stock, the alleged group owned 26.8% of the stock, Musk did not exercise his rights under the merger agreement to veto board action and only had an alleged personal relationship with one of the 11 board members. [read post]
2 Feb 2023, 6:30 am
In addition, the court dismissed fiduciary duty claims against the buyers, Elon Musk and his affiliates, holding that they did not constitute a control group where Musk individually owned less than 10% of the company’s stock, the alleged group owned 26.8% of the stock, Musk did not exercise his rights under the merger agreement to veto board action and only had an alleged personal relationship with one of the 11 board members. [read post]
2 Feb 2023, 6:09 am by Theodore J. Kobus III
We are excited to welcome new Counsel Andrew Epstein to our Digital Assets and Data Management Group. [read post]
1 Feb 2023, 9:01 pm by renholding
Thank you Thomas [Kim] for that lovely introduction and I’m very pleased to be here at the Securities Regulation Institute giving the Alan B. [read post]
1 Feb 2023, 7:01 am by The White Law Group
  File a FINRA Claim to Recover Investment Losses   If you are concerned about your investment in Mackenzie REIT Inc., the White Law Group may be able to help you. [read post]
28 Jan 2023, 7:32 am
On the other hand, for the World Bank Groups Internaitonal Finance Corporation, "ESG Standards comprise the Performance Standards, which define clients' responsibilities for managing their environmental and social risks, and the Corporate Governance Methodology, which sets out an approach to evaluate and improve the corporate governance of clients. [read post]
24 Jan 2023, 6:10 am by Dan Bressler
It claims Ganjaei had a conflict of interest because he also worked for another organization, HBI Group Inc., which obtained a majority stock position in Synergy. [read post]
23 Jan 2023, 9:01 pm by renholding
The SEC estimates that retail brokers currently route more than 90% of marketable orders (orders priced such that they might execute immediately) from individual investors to a small group of off-exchange wholesalers. [read post]
23 Jan 2023, 11:23 am by Unknown
The latest such case involved Nexo Capital Inc., which agreed to pay the SEC $22.5 million and to pay multiple state jurisdictions over $24 million. [read post]
The SEC’s order detailed that Nexo’s EIP allowed US investors “to tender to Nexo certain crypto assets[.] [read post]