Search for: "Capital Closing Services, LLC" Results 221 - 240 of 704
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27 Dec 2023, 3:54 am by Cari Rincker
The settling of the American colonies is closely tied to English joint-stock companies of the 1600s. [read post]
10 Nov 2021, 1:14 pm by Silver Law Group
LLC, Morgan Stanley, and Allen & Company LLC were the joint book-running managers for the offering, with Needham & Company, William Blair, KeyBanc Capital Markets, Raymond James, Barrington Research, Craig-Halllum, Berenburg, and Northland Capital Markets as co-managers. [read post]
2 Sep 2015, 6:54 am by Kelly Phillips Erb
He’s listed as one of 13 initial defendants in that civil action mentioned earlier which has petitioned for class action status; the other defendants in that action are ITS Financial, LLC (“ITS”); TCA Financial, LLC (“TCA Financial”); TCA Capital, LLC (“TCA Capital”); Tax Tree, LLC (“Tax Tree”); James B. [read post]
24 Jun 2013, 7:26 am by D. Daxton White
According to FINRA BrokerCheck Report, during the relevant time, Kelly worked with Woodburry Financial Services, WPR Investments from 10/2006-11/2009, and Questar Capital Corporation from 10/2009-10/2010. [read post]
17 Apr 2011, 12:39 pm by Hedge Fund Lawyer
Sponsored by: TraderView 6:00-8:00 Closing Cocktail Party- NYSE Trading Floor Sponsored by NYSE Liffe U.S. and NYSE Liffe **** Mallon P.C. provides legal and compliance services to the managed futures industry. [read post]
30 Aug 2021, 11:18 am by Rob Robinson
Cowen and Company, LLC and Needham & Company, LLC served as non-exclusive lead capital markets advisors to Cellebrite. [read post]
4 Jun 2015, 7:25 am by Lawrence B. Ebert
(NASDAQ:GEVO) announced today that it has engaged FCStone Merchant Services, LLC, a division of INTL FCStone, Inc. [read post]
10 Jul 2015, 7:03 pm by John Jascob
The Dodd-Frank Act closed numerous loopholes in what was a “Swiss cheese system,” Silvers explained, which has resulted in greater resiliency and more transparency. [read post]
27 May 2015, 9:02 pm
He is currently in the Travis County jail after being indicted for capital murder. [read post]
7 Feb 2011, 1:00 am by litigationtech
AS THE MEDIA CAPITAL OF THE WORLD, Los Angeles is understandably at the forefront of trial presentation -- from the O.J. [read post]
26 Feb 2012, 1:17 pm by Hedge Fund Lawyer
Sandra Smith | FOX Business Network Moderator: John Conolly | CME Group Sponsored by Gemini Fund Services 4:00 – 4:30 The Psychology of Successful Trading Denise Schull | Trader Psyches Sponsored by Investor Analytics 4:30 – 6:00 Closing Cocktail Party Sponsored by NYSE Liffe US and NYSE Liffe **** Cole-Frieman & Mallon LLP provides legal and compliance support to CTAs and CPOs. [read post]
22 Apr 2015, 6:55 am by Law Lady
DAVID KELLY, Appellee. 2nd District.Creditors' rights -- Garnishment -- Service of process on garnishee LLC was defective where writ of garnishment was served on an hourly employee who is not an officer or manager, who does not supervise other personnel, who does not have any direct client contact, and who is not the registered agent for service of process -- There is no merit to contention that employee was a business agent authorized to accept service of… [read post]
1 May 2013, 9:01 am by Doug Cornelius
An annual review should look closely at co-investments and compare to the policy and procedures. [read post]
1 May 2013, 9:01 am by Doug Cornelius
An annual review should look closely at co-investments and compare to the policy and procedures. [read post]
11 Jul 2013, 10:31 am by Allison Tussey
The charging documents indicate that various developers in the scheme, including but not limited to CONGLETON, operating through Triple R Enterprises, LLC; HERNDON, operating through Herndon & Herndon Enterprises, LLC; HALL, operating through Dwayne T. [read post]
28 Oct 2019, 3:43 am by Franklin C. McRoberts
Advancement Versus Indemnification “Indemnification and advancement of legal fees are two distinct corporate obligations” (Crossroads ABL LLC v Canaras Capital Mgt., LLC, 105 AD3d 645 [1st Dept 2013]). [read post]
10 May 2011, 10:25 am by Tomassi Law Associates
The plan nixed by bondholders would have allowed the current owner, Savitr Capital LLC, to retain all the new stock in return for a $45 million capital investment. [read post]