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Weekly Roundup: September 9-15, 2022
16 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 16, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 9-15, 2022 Speech by Chair Gensler on Kennedy and Crypto Posted by Gary Gensler, U.S. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Ronald Coy Bailey, NY Life Advisor, Allegedly sold Private Securities  
13 Sep 2022, 9:21 am by The White Law Group
  In 2017, while allegedly associated with NYLife, Bailey purportedly participated in a private securities transaction by soliciting and facilitating a firm client’s $588,000 investment in an LLC membership interest in Golden Empire Seafood, LLC in exchange for compensation from Golden Harvest Alaska Seafood, LLC, without requesting or receiving permission from his member firm. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Canaccord Genuity Wealth Censured and Fined $200,000 for Private Placement Sales 
12 Sep 2022, 7:23 am by The White Law Group
  Reg D Private Placement Investments  Private placements can carry significant risk, and you may lose all of your investment. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Agribusinesses Now Being Targeted for Independent Contractor Misclassification Class ‎Actions: July and August 2022 IC Legal News Update
9 Sep 2022, 11:06 am by Richard Reibstein Esq.
” East Bay Drywall LLC v. [read post]
Independent Contractor Compliance Legal Blog - http://independentcontractorcompliance.com/
SEC Charges A.G. Morgan Financial Advisors, Two Execs with Fraud  
2 Sep 2022, 9:24 am by The White Law Group
In August 2017, the two executives purportedly began soliciting investors to invest in promissory notes through Par Funding’s unregistered securities offering. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
SEC Reportedly Files Action Against Two Principals of Broadway Strategic Return Fund LP 
2 Sep 2022, 8:13 am by The White Law Group
   According to a Reg D filing, Broadway Strategic Return Fund, LP reportedly raised capital from investors through a pooled investment fund in 2016. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
MI Appeals Court  Upholds Two Trial Court Rulings Regarding City’s Denial of Marijuana Retailer License to Applicant by Holds Trial Court Lacked Jurisdiction to Address Plaintiff’s Motion to Amend
31 Aug 2022, 8:22 am by Patricia Salkin
Cary Investments, LLC v City of Mount Pleasant, 2022 WL 2760148 (MI App. 7/4/2022) [read post]
Law of the Land - https://lawoftheland.wordpress.com/
Nonprofits: Engaging Millennials and Gen Z
28 Aug 2022, 12:27 pm by Gene Takagi
Younger persons have been using LLCs, donor advised funds (DAFs), and for-profit social enterprises to make a social impact. [read post]
Nonprofit Law Blog - http://www.nonprofitlawblog.com/
Weekly Roundup: August 19-25, 2022
26 Aug 2022, 6:30 am
, Proxy advisors, Proxy season, Proxy voting, SEC, Securities regulation, Shareholder proposals The Proposed SEC Climate Disclosure Rule: A Comment from Shivaram Rajgopal Posted by Shivaram Rajgopal (Columbia University), on Monday, August 22, 2022 Tags: Climate change, Comment letters, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Sustainability ESG + Incentives 2022 Report Posted by John… [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: August 19-25, 2022
26 Aug 2022, 6:30 am
, Proxy advisors, Proxy season, Proxy voting, SEC, Securities regulation, Shareholder proposals The Proposed SEC Climate Disclosure Rule: A Comment from Shivaram Rajgopal Posted by Shivaram Rajgopal (Columbia University), on Monday, August 22, 2022 Tags: Climate change, Comment letters, Environmental disclosure, ESG, SEC, SEC rulemaking, Securities regulation, Sustainability ESG + Incentives 2022 Report Posted by John… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Top 5 SEC Enforcement Developments
24 Aug 2022, 6:31 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Editor's Note: Jina Choi, Michael D. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Top 5 SEC Enforcement Developments
24 Aug 2022, 6:31 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Editor's Note: Jina Choi, Michael D. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Del. Court Holds Warranty Letter Non-Disclosure of SEC Inquiry Precludes Coverage for Subsequent Claims
16 Aug 2022, 12:15 pm by Kevin LaCroix
  Background Infinity Q Capital Management, LLC is a registered investment advisor. [read post]
The D & O Diary - http://www.dandodiary.com/
SPAC Unable to Find Merger Target Caught Up in Pre-Liquidation Litigation
14 Aug 2022, 8:22 am by Kevin LaCroix
FAST Sponsor LLC is FAST’s SPAC sponsor. [read post]
The D & O Diary - http://www.dandodiary.com/
Weekly Roundup: August 5 – 11, 2022
12 Aug 2022, 6:51 am
Groner, and Harrison D. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: August 5 – 11, 2022
12 Aug 2022, 6:51 am
Groner, and Harrison D. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Financial Risk & Conflicts Reading — Wall Street, Law Firm PE, Banking, Consulting & Government Contracting Conflicts Updates
12 Aug 2022, 6:34 am by Dan Bressler
Cooley’s affiliated investment fund — GC&H Investments LLC — has taken stock in startup clients, a regular practice among firms and lawyers that advise technology companies. [read post]
Bressler Risk Blog - http://www.bresslerriskblog.com
FL Appeals Court Reluctantly Denies Development Application for “Planned Village” Community
8 Aug 2022, 4:49 pm by Patricia Salkin
Balm Road Investment, LLC v Hillsborough County Board of County Commissioners, 2020 WL 413683 (FL App. 2/11/2022) [read post]
Law of the Land - https://lawoftheland.wordpress.com/
Foreign Real Estate Sales and Capital Gains Tax
4 Aug 2022, 12:38 pm by Angelina Cameron
Maybe you travel internationally as a US expat and decide to buy real estate as an investment. [read post]
Bright!Tax Blog - https://brighttax.com/blog/
TTABlog Test: How Did These Three Recent Section 2(d) Appeals Turn Out?
4 Aug 2022, 3:24 am
In re P&P Imports LLC, Serial No. 90110212 (August 2, 2022) [not precedential] (Opinion by Judge Frances S. [read post]
The TTABlog - http://thettablog.blogspot.com/