Search for: "DIVISION OF RISK MANAGEMENT"
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24 Nov 2023, 1:27 pm
Let’s take a look at the risks. [read post]
20 Nov 2023, 2:15 am
Examples of common decisional units include a department, a specific product division, an office building, a layer of management, or even the entire company. [read post]
17 Nov 2023, 3:00 am
But registrants are not required to disclose details including whether they lobbied for or against specific legislation or regulations, even as the lobbying activities of a company can carry reputational risks to its investors. [read post]
15 Nov 2023, 6:26 am
“Whether it was by leveraging risk-based initiatives, seeking robust remedies, rewarding cooperation, protecting whistleblowers, or returning nearly a billion dollars to harmed investors, the Enforcement Division stood up for the investing public. [read post]
14 Nov 2023, 9:01 pm
“Whether it was by leveraging risk-based initiatives, seeking robust remedies, rewarding cooperation, protecting whistleblowers, or returning nearly a billion dollars to harmed investors, the Enforcement Division stood up for the investing public. [read post]
13 Nov 2023, 4:07 am
What follows is adapted from the handout material I prepared for the Commercial Division judges. [read post]
12 Nov 2023, 11:52 am
It provides a solid foundation for the partnership to thrive and minimizes the risk of disputes or misunderstandings. [read post]
12 Nov 2023, 5:28 am
Klein explained, On Oct. 12, DeSantis signed an executive order that allowed the Florida Division of Emergency Management to pay for Americans in Israel to fly back to the U.S. [read post]
9 Nov 2023, 9:05 pm
The new law creates the Division of Cannabis Control, a marijuana oversight mechanism within the Ohio Department of Commerce. [read post]
9 Nov 2023, 9:01 pm
This was about 18 months after Scott had been promoted to Associate Director in our Division of Enforcement. [read post]
8 Nov 2023, 6:35 am
” “‘Leaving our courts unprotected from foreign influence—such as from China—poses a major risk to US national security,’ Sen. [read post]
6 Nov 2023, 4:24 pm
Unfair Financial Decisions: Without an understanding of marital assets, debts, and proper division, individuals might find themselves in a financial bind or lose out on what they rightfully deserve. [read post]
6 Nov 2023, 5:30 am
Since one of the Division’s roles is to monitor companies’ compliance with accounting and disclosure requirements, and, since the Division’s practice is to refer noncompliant companies to SEC’s Division of Enforcement when appropriate, the GAO determined that it is reasonable to believe that companies may change their behavior to comply with the staff interpretations found in SAB 121.The SEC published SAB 121 on its public-facing website, the GAO… [read post]
6 Nov 2023, 4:16 am
Manhattan Commercial Division Justice Jennifer G. [read post]
3 Nov 2023, 11:39 am
Diana also served 3 years on the board of directors of the Young Lawyer Division of the Massachusetts Bar Association. [read post]
2 Nov 2023, 9:01 pm
Loon, PJ Hamidi, Andrew Glickman, Gregory Scopino, and Joseph Otchin in the Division of Economic and Risk Analysis; Connie Kiggins and Michael Hershaft in the Division of Examinations; and Stephanie Reinhart in the Division of Enforcement. [read post]
2 Nov 2023, 7:05 am
(Editor’s note: This is the first installment in a symposium on “The Future of Atrocity Prevention,” organized in collaboration with the Programme on International Peace and Security at the Oxford Institute for Ethics, Law and Armed Conflict. [read post]
1 Nov 2023, 9:01 pm
Going forward, companies can avoid successor liability and de-risk transactions by awarding compliance a “prominent seat at the deal table,” engaging in thorough pre-transaction due diligence, and prioritizing timely self-reporting. [read post]
1 Nov 2023, 3:19 am
The defendants then argued that the PI application should be dismissed against both Prins and Danish Trucks, as there was no infringement, no urgency and no risk of irreparable harm to the patentee. [read post]
31 Oct 2023, 9:01 pm
Consider and address elevated risks of conflict of interest for compliance officers who wear multiple hats and whose activities may often fall outside the purview of traditional compliance work, such as compliance officers who also hold roles of general counsel, chief financial officer or chief investment officer. [read post]
