Search for: "Equity Funding LLCĀ " Results 221 - 240 of 1,698
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6 Sep 2022, 9:07 am by The White Law Group
The firm reportedly engages in a general securities business, including the sale of equity securities and private placements. [read post]
28 Aug 2022, 12:27 pm by Gene Takagi
Younger persons have been using LLCs, donor advised funds (DAFs), and for-profit social enterprises to make a social impact. [read post]
28 Aug 2022, 8:09 am by Staff Attorney
  If you have been a victim of Reed’s alleged misconduct our firm may be able to assist you in recovering funds. [read post]
25 Aug 2022, 10:59 am by The White Law Group
  The Kovack rep reportedly bought and sold A share mutual funds in those accounts, using the proceeds from the sales to purchase one or more equities, and then selling the equities after a few months to repurchase A share mutual funds. [read post]
25 Aug 2022, 8:32 am by The White Law Group
(CRD #14752), a broker dealer based in Raleigh, North Carolina, engages in a general securities business, including the sales of equity securities, mutual funds, variable annuities, and private placements. [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
12 Aug 2022, 6:51 am
Securities and Exchange Commission, on Thursday, August 11, 2022 Tags: CFTC, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity, Private funds, SEC, SEC rulemaking, Securities regulation [read post]
8 Aug 2022, 12:38 pm by Brent Wieand
Legal tactics, such as filing bankruptcy for six Consulate affiliate organizations, have helped Consulate to lower settlements amounts while ignoring the funds of its larger corporate structure and its private equity owner. [read post]
4 Aug 2022, 3:24 am
Cataldo) [Section 2(d) refusal of INFLATION DEFENDER for "Financial services, namely, hedge fund investment services and trading funds for others" [inflation disclaimed] in view of the registered mark INFLATION DEFENSE for "“Platform as a service (PAAS) featuring computer software platforms for financial services, namely, providing an online platform for accessing, reviewing, selecting and allocating funds to investments, exchange-traded… [read post]
31 Jul 2022, 3:18 pm by Stuart Kaplow
For guidance, refer to the current version of LEED BD+C: IPpc 144 Social Equity within the Supply Chain credit. [read post]
27 Jul 2022, 10:52 am by The White Law Group
Repple & Company involving GWG L Bonds   FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in…         The post Ausdal Financial Partners Inc. [read post]
25 Jul 2022, 12:45 pm by Gene Takagi
I would certainly seek some well-established professional advisors, particularly those who bring an equity lens to the causes I would like to fund. [read post]
22 Jul 2022, 4:00 am by Jim Sedor
Put Arizona First said it was funded entirely by an entity called SPH Medical LLC, whose address, according to the form, was a UPS store in Phoenix. [read post]
18 Jul 2022, 2:37 pm by Steve Bainbridge
If RBC had not run the Rural process in parallel with the EMS process, other private equity players with ... large funds [equal to that of Warburg] could have participated, forcing up the price. [read post]
17 Jul 2022, 10:38 pm by Peter Mahler
What intrigues me about the Ashkenazy decision is the court’s discussion of the capital call claims involving seven joint ventures organized as three LLCs, three TICs, and one limited partnership with owner agreements featuring four, materially different capital call provisions. [read post]
13 Jul 2022, 1:55 am by Kyle Hulehan
Key Findings Over the past two years, a wave of tax reform has swept the country, with a historic number of states improving their tax competitiveness by reducing income tax rates and enacting flatter structures. [read post]