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23 Jun 2011, 8:40 am
  The MoU formalizes the procedure for consultation, cooperation and coordination between the NYSID and FINMA, and allows each regulatory authority to obtain and share information about regulated persons and entities.According to Superintendent Wrynn, “The Insurance Department is proud to execute this agreement with FINMA because it will allow both regulators to closely cooperate to promote the growth of robust, solvent financial services and markets and… [read post]
2 Apr 2009, 8:00 am
Independent shall mean any advisor or consultant, or any affiliate of the advisor or consultant, shall have no material financial relationship with the issuer beyond the relationship with the compensation committee of the board of directors. [read post]
24 Nov 2008, 12:45 pm
In that role, he led executive and professional recruiting for the enterprise, including field staffing for Property Casualty and Life businesses, college relations, assessment consulting and diversity staffing. [read post]
4 Nov 2021, 11:05 am by Jules M. Haas
  It makes sense to consult with an estate lawyer who is familiar with drafting clauses which effectuate intentions regarding bequests and contain appropriate dispositive language. [read post]
15 Mar 2010, 12:02 pm by James Hamilton
Revised Senate Financial Reform Bill Enhances Corporate GovernanceThe revised draft of the Senate Banking Committee financial reform bill enhances corporate governance and mandates increased transparency of executive compensation. [read post]
30 Dec 2009, 11:37 am by Fei-Lu Qian
” Flemmons noted that due to the downturn in the economy and “integrity lapses,” there is an increased pressure in companies to meet earnings targets and has “undoubtedly ignited temptations for many companies to commit financial fraud. [read post]
2 Jun 2023, 6:44 am by Dan Bressler
This $8.7m contract with IHACPA was signed days before those allegations were first published by the Australian Financial Review. [read post]
17 Nov 2022, 4:51 am by Rob Robinson
HBR’s established leadership team will reorganize accordingly, forming a new executive leadership team for HBR Consulting with a combined 50 years with HBR, including Matt Sunderman, the current president of HBR’s Advisory business, who will assume the role of HBR Consulting chief executive officer. [read post]
28 Feb 2017, 7:00 am by Jennifer L. Taler
Finally, the draft EO’s apparent crackdown on IT consultancies, which transfer relatively large numbers of foreign workers to the United States under the L-1 visa program, is also likely to have a trickle-down effect on financial services companies that rely on consultancies for project-based IT support. [read post]
14 Apr 2020, 4:59 pm by Rachel Casper
To connect with peer support, contact our Executive Director, Anna Levine at anna@lclma.org. [read post]
24 Jun 2018, 8:15 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
28 Nov 2023, 3:48 am by Maria Ross (UK) and Clare Douglas
Next Steps The PRA invites feedback on the proposals set out in the consultation paper, which closes on February 16, 2024. [read post]
6 Oct 2021, 3:13 pm by Bryan Uelk
It is imperative that the company consult restructuring advisors, including lawyers, bankers, and financial advisors, as soon as possible financial distress appears on the horizon. [read post]
2 Feb 2023, 6:07 am by Dan Bressler
” — “The era of exponential growth among mid-tier accounting firms is upon us, driven largely by the trend of top-tier firms pushing to expand their advisory/consulting businesses. [read post]
5 Dec 2016, 6:40 am
Moreover, it is important to note that even if the AWC eventually is rejected by FINRA, the financial advisor still will be bound by the waiver for any conduct occurring during the period beginning on the date the AWC was executed and submitted and ending upon the date of the rejection of the AWC. [read post]
11 May 2018, 7:22 am by admin
 As you review these slides, consider your experiences with your own financial advisers. [read post]
5 Jul 2018, 9:41 am by Staff Attorney
  Our consultations are free of charge and the firm is only compensated if you recover. [read post]
9 Nov 2015, 12:07 pm by Kent Berk
Whether the adult consulted with his own attorney may also be considered. [read post]
9 Nov 2015, 12:07 pm by Kent Berk
Whether the adult consulted with his own attorney may also be considered. [read post]