Search for: "Fields v. Securities and Exchange Commission"
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22 May 2012, 6:26 pm
Whistleblower Rodolfo Michelon is suing the Federal Bureau of Investigation and the Securities and Exchange Commission in an effort to obtain records connected to the their probe into his employer, Sempra Energy (SRE). [read post]
2 May 2012, 11:29 am
SinoTech Energy Ltd., Securities and Exchange Commission is suing SinoTech Energy Ltd. [read post]
22 Apr 2012, 10:15 pm
Plaintiffs claim the CFTC final rule failed to explain its reversal of a 2003 decision not to regulate an area already regulated by the Securities and Exchange Commission. [read post]
10 Apr 2012, 11:07 am
The disclosure documents in question were filed exclusively with the United States Securities and Exchange Commission rather than any Canadian securities regulator, and the issuer is not a “reporting issuer” under the Ontario Securities Act. [read post]
27 Mar 2012, 11:39 am
Rakoff rejected a $285 million settlement between the Securities and Exchange Commission (“SEC”) and Citigroup which he believe had not been adequately supported. [read post]
23 Mar 2012, 9:14 am
Department of State, the Federal Communications Commission, the U.S. [read post]
15 Feb 2012, 9:13 am
Business Roundtable and Chamber of Commerce v. [read post]
25 Jan 2012, 9:46 pm
Howard-Anderson, ... the court ordered the plaintiffs it had found to have traded while in possession of confidential, nonpublic information to (i) self-report to the Securities Exchange Commission; (ii) disclose their improper trading in any future application to serve as lead plaintiff; and (iii) disgorge any profits made from the trades. [read post]
24 Jan 2012, 10:35 pm
Candidate at Harvard Law School, has published Private Securities Fraud Litigation after Morrison v. [read post]
18 Jan 2012, 3:57 am
§ 1920 (PDF) t.co/f6HHAi9a (Latham & Watkins) No Resolution Reached in Pippins v. [read post]
16 Jan 2012, 12:47 pm
It poses compound questions that conflate legal ineligibility for an immigration benefit with concerns over suspected fraud: Have you personally ever been asked by management or a supervisor to ignore established policy or pressured to approve applications for benefits that should have been denied based on the Adjudicator Field Manual, other USCIS policy documents, or fraud/ineligibility concerns? [read post]
5 Jan 2012, 12:35 pm
The Securities Exchange Commission’s (SEC) whistleblower regulations went into effect on August 12, 2011. 3. [read post]
2 Jan 2012, 4:17 pm
Political pundits quickly agree that Zombie Lincoln poses a serious threat to the Republican field and to President Obama himself, should Lincoln secure the Republican nomination. [read post]
31 Dec 2011, 1:48 pm
The Counterargument of Judges Brown and Kavanaugh In a 2010 case, al-Bihani v. [read post]
31 Dec 2011, 1:20 pm
The Counterargument of Judges Brown and Kavanaugh In a 2010 case, al-Bihani v. [read post]
15 Dec 2011, 12:22 am
In Dugal v. [read post]
10 Dec 2011, 6:20 am
For the facts, see United States v. [read post]
30 Sep 2011, 11:17 am
Bird 100 So 2d 57 (Fla 1958), Arkansas Commemorative Commission v. [read post]
29 Sep 2011, 1:35 am
The legislation was largely authored by Congressman Jack Fields who was appointed to chair the subcommittee overseeing the securities laws. [read post]
21 Sep 2011, 6:36 am
In Rent-A-Center, West Inc. v. [read post]
