Search for: "Gurbir Grewal"
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19 Apr 2024, 9:36 am
According to SEC Enforcement Director Gurbir Grewal, firms should “self-report, cooperate and remediate. [read post]
20 Sep 2022, 12:11 pm
Grewal, Director of the SEC’s Enforcement Division. ... [read post]
12 Dec 2019, 9:05 pm
” New Jersey Attorney General Gurbir Grewal announced adoption of the state’s first rules governing online fantasy sports. [read post]
13 Feb 2020, 9:05 pm
One suit challenges New Jersey Attorney General Gurbir Grewal’s 2018 policy directing state law enforcement not to share immigration status data on prisoners with ICE unless required by law. [read post]
30 Oct 2022, 11:31 am
By way of justification for the massive fines, the Journal article quotes Gurbir Grewal, the SEC’s enforcement director, as saying that “the robust penalties levied this year are designed to deter and reduce securities violations, and should not be seen as an acceptable cost of doing business. [read post]
13 Jul 2022, 8:11 am
Grewal, the commission’s director of enforcement, in announcing the settlement Tuesday. [read post]
30 Jul 2017, 3:52 am
Bergen County Prosecutor Gurbir S. [read post]
27 Feb 2020, 9:05 pm
” New Jersey Attorney General Gurbir Grewal reportedly denounced the ruling by saying, “It’s unfortunate that the federal government has decided to weaponize the federal grant funding process in order to carry out the president’s anti-immigrant agenda. [read post]
16 Jan 2024, 12:04 pm
In hyping the award, SEC Director of Enforcement Gurbir Grewal said “the size of today’s award . . . not only incentivizes whistleblowers to come forward with accurate information about potential securities law violations, but also reflects the tremendous success of our whistleblower program. [read post]
3 Jun 2022, 1:33 am
Indeed the SEC press release alludes to this fact; the press release includes a statement from Gurbir Grewal, the head of the SEC’s Enforcement Division, as saying that the enforcement action filings is “a testament to the resilience and dedication of the SEC staff who during the height of the pandemic uncovered the alleged fraud and expeditiously suspended trading in the securities of SCWorx soon after the first alleged misstatement. [read post]
14 Apr 2024, 4:46 pm
" The Director of the SEC's Division of Enforcement, Gurbir S. [read post]
18 Feb 2022, 1:22 pm
SEC Division of Enforcement Director, Gurbir Grewal, stated that Milton’s claims “falsely portrayed the true state of the company’s business and technology. [read post]
13 Feb 2020, 9:05 pm
One suit challenges New Jersey Attorney General Gurbir Grewal’s 2018 policy directing state law enforcement not to share immigration status data on prisoners with ICE unless required by law. [read post]
31 Oct 2023, 3:30 am
We’ll be posting the inevitable flood of memos in our “Cybersecurity” Practice Area, but for now I leave you with these parting words from Enforcement Director Gurbir Grewal: Today’s enforcement action not only charges SolarWinds and Brown for misleading the investing public and failing to protect the company’s ‘crown jewel’ assets, but also underscores our message to issuers: implement strong controls calibrated to your risk environments… [read post]
16 Apr 2018, 11:28 am
A recent press release by New Jersey AG Gurbir Grewal referenced that state’s “efforts to fill the void left by the Trump Administration’s pullback of the Consumer Financial Protection Bureau. . . . [read post]
31 Oct 2023, 3:02 pm
” Indeed, the SEC’s press release about the action includes a statement quoting Enforcement Director Gurbir Grewal as saying that “Today’s enforcement action not only charges SolarWinds and Brown for misleading the investing public and failed to protect the company’s ‘crown jewel’ assets, but also underscores our message to issuers: implement strong controls calibrated to your risk environments and level with investors about known concerns. [read post]
3 Jul 2024, 10:44 am
SEC Enforcement Director Gurbir Grewal said in October of last year that the SEC would not hesitate to file charges against accountants and auditors in district courts instead of using ALJs, if the Supreme Court decided against the SEC in this case. [read post]
10 Jul 2023, 8:26 am
Gurbir Grewal, director of the SEC’s Division of Enforcement, pushed back at this argument, stating that “the real issue is not that people don’t know what the rules are, they don’t like the results when you apply those rules to their projects. [read post]
8 May 2023, 1:50 pm
” Gurbir Grewal, the SEC Enforcement Division director stated with reference to the award that “there is a significant incentive for whistleblowers to come forward with accurate information about potential securities law violations. [read post]
5 Mar 2023, 1:24 pm
” The SEC press release quotes Gurbir Grewal, the agency’s head of enforcement as saying that Peizer’s misuse of the plans, set up while he was in possession of material information, allowed Peizer to avoid millions of dollars of losses, adding “That’s insider trading, even when the trading is done through a 10b5-1 trading plan. [read post]
