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19 Jul 2011, 8:05 pm by Alexander J. Davie
By now, most managers of hedge funds, private equity funds, and venture capital funds know that they will be required to either register with the SEC or file Form ADV as a notice filing. [read post]
19 Jul 2011, 8:05 pm by Alexander J. Davie
By now, most managers of hedge funds, private equity funds, and venture capital funds know that they will be required to either register with the SEC or file Form ADV as a notice filing.   [read post]
15 May 2009, 9:42 am
Please contact us if you have a question on this issue or if you would like to start a forex hedge fund. [read post]
11 Sep 2013, 2:07 pm by D. Daxton White
The SEC alleges that Yosef Jawed operated a long-running ponzi scheme that raised more than $37 million dollars from investors through various Grifphon hedge funds. [read post]
5 Sep 2012, 8:09 am by Steven Berk
  Basically, the Private Equity or Hedge Fund, CFO, will pull out these fees and invest them in funds administered by the firm. [read post]
  The Securities and Exchange Commission recently announced an asset freeze against the Chicago-area money manager and his hedge fund advisory firm and allegations of lying to prospective investors in their startup quantitative hedge fund. [read post]
18 Apr 2008, 9:24 am
Position: Hedge Fund Attorney (in-house) Location: New York, NY Description: Prominent, well-established, multi-strategy hedge fund, with approximately $15 billion under management, seeks an attorney with hedge fund experience. [read post]
18 Apr 2008, 9:24 am
Position: Hedge Fund Attorney (in-house) Location: New York, NY Description: Prominent, well-established, multi-strategy hedge fund, with approximately $15 billion under management, seeks an attorney with hedge fund experience. [read post]
12 Mar 2009, 10:11 am
Dealing with Ambiguous State Securities Laws An issue which often arises during the planning phase of the hedge fund formation process is whether certain state securities or investment advisory laws or regulations apply to a certain fact situation. [read post]
18 Jan 2012, 2:40 pm by William McGrath
Adondakis and used the inside information to trade on behalf of Level Global hedge funds; • Jon Horvath, a technology research analyst at another hedge fund, who was also tipped by Mr. [read post]
9 Feb 2018, 10:00 am by Gokalp Gurer
Thus. hedge fund managers should consult with an experienced California corporate attorney in order to ensure that their hedge fund practices are in compliance with existing law and regulatory mandates. [read post]
22 Jul 2015, 2:00 pm
After receiving a J.D. from the Thomas Jefferson School of Law in San Diego, Neal Goyal he started a hedge fund. [read post]
15 Dec 2018, 7:05 am by Renae Lloyd
Astellon Fund SICAV-SIF-Astellon Special Opportunities Fund is a hedge fund advised byAstellon Capital Partners LLP. [read post]
5 Oct 2015, 2:16 pm by D. Daxton White
The hedge fund collapsed in 2012, according to a SEC complaint , losing 80% of its value. [read post]
28 Dec 2006, 4:59 am
The Securities and Exchange Commission recently filed a lawsuit against Edwin Buchanan Lyon, a hedge fund manager, and seven funds known as the "Gryphon Partners" regarding their alleged role involving 35 PIPE (Private Investments in Public Equities) offerings and Canadian short sales. [read post]
4 Mar 2013, 12:44 pm by D. Daxton White
If you invested in the Sala-Multi Series Fund or Foresee Strategies Insurance Funds Financial would like to speak to a securities attorney about your litigation options, please call our Chicago office at 312-238-9650. [read post]