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22 Sep 2015, 8:01 am by John Jascob
JPMorgan Chase & Co., September 17, 2015, Steele, J.).Background. [read post]
8 Sep 2015, 6:00 am by Mark Astarita
Robotic selling by quantitative investment funds tuned to volatility and price trends contributed to last month’s losses in U.S. stocks and is only about halfway completed, according to a JPMorgan Chase & Co. strategist.Traders employing trend-following strategies in futures and those who use an asset-balancing technique known as risk parity probably have to get rid of another $100 billion in stocks in the next one to three weeks, wrote Marko Kolanovic in a note… [read post]
28 Aug 2015, 8:15 am by John Jascob
Stein has voiced her objections to waivers on at least two other occasions regarding Deutsche Bank AG and for multiple waivers granted to UBS AG, Barclays Plc, Citigroup Inc., JPMorgan Chase & Co., and the Royal Bank of Scotland Group Plc. [read post]
27 Jul 2015, 12:43 pm by Thomas Kidera
On July 17, 2015, lead plaintiffs filed a stipulation and agreement settling a 2009 class action lawsuit against JPMorgan Chase & Co. [read post]
20 Jul 2015, 4:58 pm by Sabrina I. Pacifici
.; JPMorgan Chase & Co.; Morgan Stanley; State Street Corporation; and Wells Fargo & Company…Like the proposal issued in December 2014, the final rule requires GSIBs to calculate their surcharges under two methods and use the higher of the two surcharges. [read post]
6 Jul 2015, 4:25 pm by Sabrina I. Pacifici
., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
21 May 2015, 12:01 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:JP Morgan Chase & Co. is under investigation by the SEC and other regulators regarding the manner in which it sells its own mutual funds and other proprietary products.The SEC’s enforcement division has been looking into whether the bank and its brokerage affiliate adopted a strategy that uses bonuses and other incentives to encourage their financial advisors to steer clients into in-house funds, structured notes and… [read post]
20 May 2015, 4:43 pm by Sabrina I. Pacifici
News release: “Five major banks – Citicorp, JPMorgan Chase & Co., Barclays PLC, The Royal Bank of Scotland plc and UBS AG – have agreed to plead guilty to felony charges. [read post]
12 May 2015, 3:26 pm by James Galvin
The following is a list of some of the UBS Reverse Convertible Notes offered: CUSIP Issuer Product Name 90261J426 UBS Yield Optimization Notes with Contingent Protection linked to Starbucks Corp. 90261J434 UBS Yield Optimization Notes with Contingent Protection linked to Intel Corp. 90261J459 UBS Yield Optimization Notes with Contingent Protection linked to Apple, Inc. 90261J319 UBS Yield Optimization Notes with Contingent Protection linked linked to Occidental Petroleum Corp. 90261J343 UBS… [read post]
12 May 2015, 2:47 pm by James Galvin
Penney Co., Inc. 17316G446 Citigroup ELKS linked to Amazon.com, Inc. 17316G263 Citigroup ELKS linked to Barrick Gold Corp. 17316G214 Citigroup ELKS linked to American Express Co. 17316G271 Citigroup ELKS linked to U.S. [read post]
12 May 2015, 2:39 pm by James Galvin
The following is a list of some of the Bank of America Reverse Convertible Notes offered: CUSIP Issuer Product Name 06051P653 Bank of America Coupon Bearing Notes linked to JPMorgan Chase & Co. 06051P661 Bank of America Coupon Bearing Notes linked to Halliburton Co. 06051R691 Bank of America Coupon Bearing Notes linked to Deere & Co. 06050R114 Bank of America Coupon Bearing Notes linked to Whole Foods Market, Inc. [read post]
29 Apr 2015, 5:00 am by Doug Cornelius
JPMorgan Chase & Co. has racked up more than $36 billion in legal bills since the financial crisis. [read post]
23 Apr 2015, 11:19 am by Lawrence B. Ebert
JPMORGAN CHASE & CO., which has text at the top of the published CAFC case: Case: 14-1495 Document: 74 Page: 1 Filed: 04/20/2015.Within the order of April 20, 2015 [available through a link at the ABA Journal], one has some detail:On March 17, 2015, this court directed Appellants toshow cause why the first filed corrected brief should notbe stricken and why this appeal should not be dismissedfor failure to file an opening brief in compliance with thecourt’s… [read post]
22 Apr 2015, 2:04 pm
JPMorgan Chase & Co.: On March 17, 2015, this court directed Appellants to show cause why the first filed corrected brief should not be stricken and why this appeal should not be dismissed for failure to file an opening brief in compliance with the court’s rules. [read post]