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6 Jun 2019, 3:00 am by Doug Cornelius
 Statement at the Open Meeting on Commission Actions to Enhance and Clarify the Obligations Financial Professionals Owe to our Main Street Investors -Chairman Jay Clayton Statement at the Open Meeting on Regulation Best Interest, the Interpretation of the Standard of Conduct for Investment Advisers, the Form CRS Relationship Summary, and the Interpretation of “Solely Incidental”– Commissioner Elad L. [read post]
27 Oct 2008, 11:34 am
ès L., Hon.C.B.E., Rome, ItalyThe Phaistos Disk and the Aegean Civilizations11:40 Introduction by Peter Clayton, F.S.A., Hemel Hempstead, UKArthur Evans and Plato Have Much to Answer For[LawPundit: Peter A. [read post]
10 Sep 2010, 1:00 pm by Lucas A. Ferrara, Esq.
Kushner Companies L&L Residential, LLC L+M Development Partners Landmark Realty Capital Laval Group, LLC LeFrak Organization Legal Services NYC Lenox Real Estate Partners Level Group Lexden Capital Lincoln Land Services Linfield Capital M. [read post]
20 Nov 2022, 9:53 am by David Kopel
" Methodology I started with the Appendix to Clayton E. [read post]
12 Aug 2010, 11:56 am by Chuck Ramsay
Pacyga, Ryan Arechigo, John Holly, Gregory Paule, Robert Arneson, Mark Horton, Mark Pearson, Andy Ayers, David L. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chairman Jay Clayton on Proposed Amendments to Modernize and Enhance Financial Disclosures Posted by Jay Clayton, U.S. [read post]
25 Sep 2020, 6:31 am
Securities and Exchange Commission, on Thursday, September 24, 2020 Tags: Boards of Directors, ESG, Institutional Investors, Ownership, Proxy voting, Rule 14a-8, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chairman Clayton on Modernizing the Shareholder Proposal Framework for the Benefit of All Shareholders Posted by Jay Clayton, U.S. [read post]
7 Aug 2020, 5:48 am
Securities and Exchange Commission, on Thursday, August 6, 2020 Tags: Disclosure, Investor protection, Mutual funds, SEC, SEC rulemaking, Securities regulation, sset management ESG Shareholder Engagement and Downside Risk Posted by Andreas Hoepner (University College Dublin), on Thursday, August 6, 2020 Tags: Climate change, Engagement, ESG, Institutional Investors, Long-Term value, Risk oversight, Shareholder… [read post]
23 Aug 2019, 6:17 am
Securities & Exchange Commission, on Thursday, August 22, 2019 Tags: Fiduciary duties, Incentives, Information environment, Institutional Investors, Institutional monitoring, Institutional voting, Oversight, Proxy advisors, Proxy voting Statement Regarding Proxy Voting and Proxy Voting Advice Posted by Elad L. [read post]