Search for: "Mark Stanley"
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15 May 2010, 4:43 am
” “RFID tags make the perfect tracking device,” Stanley said. [read post]
19 Aug 2009, 9:16 am
Marking to Market Marking to market, the opposite of notional value, is a characteristic of the most transparent financial markets. [read post]
20 Jul 2012, 5:00 am
Aguilar, and will feature an extraordinary faculty – including former SEC Directors of Enforcement The Honorable Stanley J. [read post]
22 Mar 2012, 7:52 pm
"People often don't know the questions to ask about finances when they get a divorce," said Mark Seruya, financial advisor with Morgan Stanley. [read post]
6 Feb 2018, 7:33 am
Morgan Securities LLC Michael James McGraw Morgan Stanley Wells Fargo Advisors, LLC Robert A. [read post]
19 Apr 2019, 5:36 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ferree, Stuart LPL Financial LLC Invest Financial Corporation Anderson, Andy LPL Financial LLC Invest Financial Andrzejewski, Bryan Dean… [read post]
16 Mar 2011, 4:07 am
" Only Morgan Stanley decided not to provide a catch-all number, opting instead to provide only its estimate for two separate lawsuits with potential aggregate exposure of $518M. [read post]
14 Jun 2017, 12:43 pm
It is proposing that member firms that hire too many brokers who were expelled from firms because of past misconduct be marked as such on its BrokerCheck site. [read post]
1 Mar 2013, 9:00 am
Former Morgan Stanley broker Mark Mensack filed suit against his former employer and FINRA, the private self-regulatory organization that performs financial regulation and oversight over member brokerage firms and exchange markets, after a FINRA arbitration panel ruled that Mensack had to repay his $1.2 million sign-on bonus when he resigned and filed a whistleblower suit against Morgan Stanley. [read post]
5 Jun 2008, 11:12 am
One of the great mysteries, still, as Daniel Goldberg noted in a comment to Rick's post, is the source of the scientist's hypothesis (see Hempel, Popper, and others, like Mark Turner and Mark Johnson, who write on categories, analogies, and metaphors). [read post]
5 Apr 2021, 4:02 am
TTAB Affirms Bifusal of Design Mark for Training Services: Faulty Specimens and Likelihood of Confusion with "KF" Mark TTABlog Test: How Did These Three Section 2(d) Appeals Turn Out? [read post]
2 Mar 2012, 12:39 pm
Stanley Works: Fed. [read post]
26 Dec 2024, 7:51 am
Jarkesy marked a pivotal shift in regulatory enforcement. [read post]
10 Jan 2010, 10:16 pm
Included among the presenters are my good friends, Bob Ambrogi, who'll be keynoting, and Tim Stanley, CEO of Justia. [read post]
20 Jan 2020, 9:00 pm
” by Karen Yi for Newark Star Ledger Oklahoma: “Oklahoma Senators Want MAGA License Plates, Which Might Violate Campaign Finance Rules” by Katie Mettler (Washington Post) for Seattle Times Utah: “Special Interests Provided 93.5% of Donations to Utah Legislators Last Year” by Lee Davidson for Salt Lake Tribune Elections National: “Justices to Consider Faithless Electors, Ahead of 2020 Vote” by Mark Sherman for AP News Iowa: “Chaos Feared… [read post]
15 Mar 2012, 5:29 am
“I think we hit the mark. [read post]
4 Sep 2010, 6:00 am
Name the three pitchers who have come closest to the magical 30-win mark since 1968.Pictured: Denny McLain, card #40 in the 1968 Topps set. [read post]
13 Feb 2011, 8:01 am
Stengel (R) Mark A. [read post]
8 Nov 2006, 4:00 pm
The series stars Stanley Tucci as neurosurgeon Doug Hanson and Mark Feuerstein as his protege Dr. [read post]
21 Sep 2007, 10:11 am
" The reason, says writer Alessandra Stanley, is traceable directly to Ally McBeal, a show which emphasized a heroine who "marked a turning point in the devolution of women's roles in television comedy â€â [read post]
