Search for: "National Security Exchange LLC"
Results 221 - 240
of 1,731
Sort by Relevance
|
Sort by Date
15 Dec 2022, 8:04 am
National/Federal Advocates Seek Federal Investigation of Multistate Effort to Copy Voting Software MSN – Emma Brown, Aaron Davis, and Jon Swaine (Washington Post) | Published: 12/12/2022 An effort by supporters of former President Trump to copy sensitive voting software in multiple states after the 2020 election deserves attention from the federal government, including a criminal investigation and assessment of the risk posed to election security, according to… [read post]
13 Dec 2022, 11:56 am
Section 77(q)(a) makes unlawful the sale of any securities with the intent to defraud, obtain money or property by means of untrue statements or omission to state a material fact, or to engage in a transaction, practice, or course of business that operates or would operate as a fraud or deceit upon the purchaser, and Section 78(j)(b) makes the deceptive use of any securities registered or unregistered on the national securities exchange illegal. [read post]
12 Dec 2022, 7:48 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
11 Dec 2022, 3:27 pm
Securities and Exchange Commission issued a proposed new rule to mandate Scope 1, 2, and 3 GHG emissions disclosures by public companies and the many other businesses in their supply chains. [read post]
9 Dec 2022, 3:00 am
Citing previously undisclosed documents related to former President Trump’s son-in-law, the committees sent letters to the State and Defense departments requesting material they say could shed new light on whether “Kushner’s financial conflict of interest may have led him to improperly influence U.S. tax, trade and national security policies for his own financial gain. [read post]
7 Dec 2022, 8:00 am
These included a $234 million settlement with Mallinckrodt and an award of over $17 million to a whistleblower client by the Securities and Exchange Commission under the SEC Whistleblower Program. [read post]
6 Dec 2022, 4:13 pm
Reagan National Advertising of Austin, LLC (2022), is virtually dispositive. [read post]
4 Dec 2022, 12:40 pm
For public companies, there is overlap between the proposed Rule and the Securities and Exchange Commission’s proposed climate risk disclosure rules with this Rule going further than the SEC. [read post]
4 Dec 2022, 5:20 am
See note 9, infra (discussing such comments in In re Franklin National Bank Securities Litigation and Bank of Dearborn v. [read post]
2 Dec 2022, 10:12 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
29 Nov 2022, 4:05 pm
Ct. 2090, 2099-2103, 195 L.Ed.2d 476 (2016); section 10(b) of the Securities Exchange Act of 1934, Morrison v. [read post]
29 Nov 2022, 4:05 pm
Ct. 2090, 2099-2103, 195 L.Ed.2d 476 (2016); section 10(b) of the Securities Exchange Act of 1934, Morrison v. [read post]
29 Nov 2022, 4:13 am
Bank Securities Litigation, 478 F. [read post]
28 Nov 2022, 12:56 pm
These violations mirrored violations OSHA previously at Dollar General locations across the nation, and those identified in the last 11 months at five other stores in the Southeast. [read post]
18 Nov 2022, 6:30 am
Securities and Exchange Commission, on Wednesday, November 16, 2022 Tags: Corporate fraud, ESG, Esg governance, ESG Performance, Investment Advisers Act, SEC enforcement Representations & Warranties, Fraud, and Risk Shifting: An Analytical Framework Posted by Steven L. [read post]
18 Nov 2022, 6:30 am
Securities and Exchange Commission, on Wednesday, November 16, 2022 Tags: Corporate fraud, ESG, Esg governance, ESG Performance, Investment Advisers Act, SEC enforcement Representations & Warranties, Fraud, and Risk Shifting: An Analytical Framework Posted by Steven L. [read post]
15 Nov 2022, 9:23 am
Securities and Exchange Commission. [read post]
15 Nov 2022, 6:30 am
The final rule also requires national exchanges to prohibit the listing of any security of an issuer that does not develop and implement a clawback policy that complies with the new rule. [read post]
15 Nov 2022, 6:30 am
The final rule also requires national exchanges to prohibit the listing of any security of an issuer that does not develop and implement a clawback policy that complies with the new rule. [read post]
14 Nov 2022, 1:22 pm
Securities and Exchange Commission, the Occupational Safety and Health Administration, the U.S. [read post]
