Search for: "Peter Jones" Results 221 - 240 of 1,050
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19 Apr 2019, 5:33 am by Silver Law Group
According to FINRA Disciplinary actions for March 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities   Austin, Aaron   LPL Financial LLC   M & T Securities, Inc   Conner, Youn   Das, Anukul   NYLife… [read post]
12 Apr 2019, 8:25 am by Silver Law Group
Insurance Agency   Peter Gomez   NYLife Securities LLC   New York Life Insurance Co   Harris, Dionna   Vanguard Marketing Corporation   Henry, Omar   Cetera Advisors LLC   JP Morgan Securities LLC   King, Erin   Wells Fargo Clearing Services, LLC   Wells Fargo Bank   Lin, Linda   Lossing, Christopher   LPL Financial LLC   Edward Jones   McNeill, Randolph   Buckman, Buckman & Reid, Inc  … [read post]
12 Apr 2019, 2:58 am by Walter Olson
Chamber Institute for Legal Reform] Dim and dimmer: the Washington Post “argues that the policy of imposing energy efficiency standards on lightbulbs ‘has no downside.'” [Peter Van Doren, Cato; earlier] “Appliance Standards Are Expensive, And Regressive Too” [Susan Dudley, Forbes, earlier here, here, etc.] [read post]
5 Apr 2019, 5:58 am
Bliss (University of San Diego), Peter Molk (University of Florida), and Frank Partnoy (University of California), on Monday, April 1, 2019 Tags: Hedge funds, Information environment, Market reaction, Mergers & acquisitions, Reputation, Securities regulation, Shareholder activism, Shareholder value, Short sales Proxy Preview 2019 Posted by Heidi Welsh (Si2), Michael Passoff (Proxy Impact), and Andrew Behar (As You Sow),… [read post]
24 Mar 2019, 5:08 pm by INFORRM
Research and Resources A Private Enforcement Remedy for Information Misuse, Boston College Law Review, Forthcoming, Peter Ormerod, Western Carolina University. [read post]
24 Mar 2019, 5:36 am
"From "Joe Rogan’s Galaxy Brain/How the former Fear Factor host’s podcast became an essential platform for 'freethinkers' who hate the left" by Justin Peters at Slate. [read post]
22 Mar 2019, 9:34 am
Peter Jones will jump to Herbert Smith Freehills in June, joining its technology, media and telecommunications practice. [read post]
27 Feb 2019, 4:30 am by Bob Bauer
It was not to Clinton’s credit that he lied before the grand jury in the Jones case, but then again, it was not a feather in the Jones legal team’s cap—nor necessary for their client’s case—to lay a trap of this kind. [read post]
17 Feb 2019, 4:06 pm by INFORRM
News.com.au reports on the hearing of the appeal of radio presenter Alan Jones against the injunction granted to the Wagner family at the conclusion of their successful libel action. [read post]
12 Feb 2019, 7:19 am
New York: Columbia University Press, 2005.Ferenczi, Sandor, Karl Abraham, Ernst Simmel, and Ernest Jones. [read post]
30 Jan 2019, 1:03 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities LLC   JP Morgan Chase Bank   Austin, Aaron   LPL Financial LLC   M&T Securities, Inc   Austin, Phillip   JP… [read post]
14 Jan 2019, 10:47 am by Kevin Kaufman
The congresswoman’s proposal is arguably based on the work of economists Emmanuel Saez and Peter Diamond, who claim that the optimal tax rate for maximizing revenue is 73 percent. [read post]