Search for: "Private Funding Management Inc" Results 221 - 240 of 2,350
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4 May 2012, 1:06 pm
Forethought Financial Group, a privately-owned Houston based firm, is bringing more annuities business to Texas with its purchase of The Hartford Financial Services Group Inc. [read post]
21 Mar 2016, 8:54 am by Adam Weinstein
 Bradford Exploration, Inc., Bradford Energy, LLC, and Bradford Energy Capital, LLC have been the managing general partner of 42 limited partnerships which investing more than $270 million in approximately 2,000 oil and natural gas wells, natural gas processing plants, natural gas pipelines, mineral leases, and royalty interests. [read post]
7 Nov 2013, 6:11 am by Adam Weinstein
  FINRA alleged that even though the private placement memorandum stated that funds received would be returned to investors if the minimum sales contingency was not met the funds were released to the issuer. [read post]
29 Aug 2018, 8:32 am by SSEK Law
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
27 Aug 2018, 5:00 pm by ccollins
Collectively, the entities, AEGON USA Investment Management LLC (AUIM), its affiliated brokerage firm Transamerica Capital Inc., as well as its affiliated investment advisers Transamerica Financial Advisors Inc. and Transamerica Asset Management Inc., will pay $97M to retail investors that were impacted. [read post]
15 Aug 2016, 11:39 am by Christie D. Arkovich, P.A.
 Recent orders applicable to Fred Hanna, Encore Capital Group, Inc., Midland Funding, LLC, Midland Credit Management, Inc., Asset Acceptance Capital Corp., PRA, LLC, Porfolio Recovery Associates, Chase Bankcard Services, Santander Bank, N.A., Solomon & Solomon P.C., Westlake and Wilshire etc. can be found here on the CFPB site. [read post]
14 Jun 2011, 8:15 am
   Janus Capital Group, Inc. is a publicly-traded company that created the Janus family of mutual funds. [read post]
7 Jan 2022, 5:52 am
, Proxy advisors, Proxy voting, Say on climate, Shareholder voting, SPACs SEC’s Focus on Advisory Fees—Implications for Private Fund Managers Posted by Brian T. [read post]
8 Feb 2012, 1:23 pm by WIMS
 [#Transport]Waste Information & Management Services, Inc. [read post]
26 Aug 2016, 6:00 am by Doug Cornelius
Given the magnitude of governmental plan investors in private funds, in addition to a potential loss of revenue, even the disclosure of a pay-to-play inquiry could result in significant reputational implications with current and prospective private fund investors. [read post]
22 Jan 2020, 6:08 am
By one measure, assets under management (AUM) in ESG mutual funds and exchange-traded funds (ETFs) globally has grown from $453B in 2013 to $760B in 2018, with estimates of continued significant growth in the coming decade. [1] These figures do not even include the growing private funds investing directly in sustainable infrastructure and other assets. [read post]
4 Mar 2022, 6:01 am
Boyle, Jenner & Block LLP, on Saturday, February 26, 2022 Tags: Cybersecurity, Disclosure, Public firms, REG SCI, Regulation S-P, Risk disclosure, SEC, Securities regulation SEC Proposed Amendments to Private Fund Manager Reporting Posted by Norm Champ, Kirkland & Ellis LLP, on Sunday, February 27, 2022 Tags: Disclosure, Form PF, Fund managers, Institutional… [read post]
9 Feb 2010, 11:33 am by admissions
The board will include senior administrators, faculty members, and alumni from both the private and public sectors. [read post]
6 Apr 2010, 5:28 am by Maxwell Kennerly
But few big public funds ended up collecting the 20 to 30 percent returns that private equity managers often held out to attract pension money, a review of the funds’ performance shows. [read post]
9 Dec 2010, 11:00 am by Lucas A. Ferrara, Esq.
Cuomo announced agreements with major Albany-based lobbyist Patricia Lynch Associates, Inc. [read post]
19 Feb 2013, 2:38 pm by LindaMBeale
  Without more, hedge fund managers don't get as much benefit from the claimed treatment of a "profits" partner as private equity fund managers do. [read post]